State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ONE WEALTH PLANNING LLC
Firm CRD 328631 · TX · Reported as state-registered
Registration date: 2024-02-14
- RAIN DOG FINANCIAL
Firm CRD 328633 · WA · Reported as state-registered
Registration date: 2024-04-09
- UPFRONT FINANCIAL PLANNING, LLC
Firm CRD 328638 · TX · Reported as state-registered
Registration date: 2024-09-05
- UPFRONT FINANCIAL PLANNING, LLC
Firm CRD 328638 · WA · Reported as state-registered
Registration date: 2024-02-16
- GRACIAN CAPITAL LLC
Firm CRD 328687 · CA · Reported as state-registered
Registration date: 2025-05-30
- PRESIDIO ADVISORS, LLC
Firm CRD 328699 · CA · Reported as state-registered
Registration date: 2024-01-22
- CHECKPOINT FINANCIAL PLANNING
Firm CRD 328729 · CA · Reported as state-registered
Registration date: 2026-01-01
- PROVIDENCE CAPITAL
Firm CRD 328732 · TX · Reported as state-registered
Registration date: 2024-02-07
- SHEPHERD ADVISOR
Firm CRD 328734 · CA · Reported as state-registered
Registration date: 2023-11-14
- THE KALISH GROUP
Firm CRD 328742 · CA · Reported as state-registered
Registration date: 2026-01-15
- INVESTMENT TRENDS CAPITAL GROUP LLC
Firm CRD 328745 · AZ · Reported as state-registered
Registration date: 2023-11-08
- INVESTMENT TRENDS CAPITAL GROUP LLC
Firm CRD 328745 · TX · Reported as state-registered
Registration date: 2023-11-15
- AJAX ASSET MGMT., LLC
Firm CRD 328746 · CA · Reported as state-registered
Registration date: 2023-12-05
- REDEMPTIVE WEALTH MANAGEMENT LLC
Firm CRD 328751 · TX · Reported as state-registered
Registration date: 2025-03-20
- RELIANT INVESTMENT MANAGEMENT
Firm CRD 328754 · AZ · Reported as state-registered
Registration date: 2024-01-25
- LOOK BOTH WAYS FINANCIAL, LLC
Firm CRD 328755 · TX · Reported as state-registered
Registration date: 2023-11-27
- STRATEGIC FINANCE INC.
Firm CRD 328828 · WA · Reported as state-registered
Registration date: 2025-07-31
- EXPONENTIAL WEALTH MANAGEMENT, LLC
Firm CRD 328835 · TX · Reported as state-registered
Registration date: 2023-12-18
- MANETTA WEALTH
Firm CRD 328836 · CA · Reported as state-registered
Registration date: 2024-01-03
- COVENANT FINANCIAL ADVISORS, LLC
Firm CRD 328840 · AZ · Reported as state-registered
Registration date: 2023-11-16
- EN+ WEALTH
Firm CRD 328854 · CA · Reported as state-registered
Registration date: 2025-01-01
- TAURSAS INVESTMENTS
Firm CRD 328860 · CA · Reported as state-registered
Registration date: 2024-04-12
- TAURSAS INVESTMENTS
Firm CRD 328860 · TX · Reported as state-registered
Registration date: 2024-02-21
- AI FUNDS
Firm CRD 328886 · CA · Reported as state-registered
Registration date: 2024-02-15
- BLUE RIVER CAPITAL MANAGEMENT
Firm CRD 328888 · WA · Reported as state-registered
Registration date: 2024-01-31