State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- MILESTONE WEALTH STRATEGIES
Firm CRD 162625 · TX · Reported as state-registered
Registration date: 2012-06-20
- ARCVEST, LLC
Firm CRD 162827 · TX · Reported as state-registered
Registration date: 2012-05-21
- BARTON CREEK INVESTMENT ADVISORS
Firm CRD 163187 · TX · Reported as state-registered
Registration date: 2022-01-12
- DANCOURT MANAGEMENT, LLC
Firm CRD 163698 · TX · Reported as state-registered
Registration date: 2015-04-15
- BIOS RESEARCH
Firm CRD 163720 · TX · Reported as state-registered
Registration date: 2012-06-14
- HV CAPITAL ADVISORS LLC
Firm CRD 163912 · TX · Reported as state-registered
Registration date: 2012-09-17
- AFFORDABLE LIFE PLANS, LLC
Firm CRD 164009 · TX · Reported as state-registered
Registration date: 2016-11-28
- AMERINA INTERNATIONAL CAPITAL MANAGEMENT LLC
Firm CRD 164030 · TX · Reported as state-registered
Registration date: 2012-06-11
- H.I.T. CAPITAL, LLC
Firm CRD 164107 · TX · Reported as state-registered
Registration date: 2017-12-15
- AMS CHILDREN'S FUND, LP
Firm CRD 164111 · TX · Reported as state-registered
Registration date: 2026-08-18
- TEXAS CAPITAL MANAGEMENT
Firm CRD 164137 · TX · Reported as state-registered
Registration date: 2012-07-06
- JS WEALTH INVESTMENT GROUP
Firm CRD 164184 · TX · Reported as state-registered
Registration date: 2012-08-10
- THE BROUGHTON INVESTMENT GROUP, INC.
Firm CRD 164389 · TX · Reported as state-registered
Registration date: 2012-06-08
- BG WEALTH ADVISORY, LLC
Firm CRD 164471 · TX · Reported as state-registered
Registration date: 2015-02-04
- JERSEY SHORE PORTFOLIO MANAGEMENT, LLC
Firm CRD 164487 · TX · Reported as state-registered
Registration date: 2012-10-26
- S2O CAPITAL MANAGEMENT
Firm CRD 164533 · TX · Reported as state-registered
Registration date: 2012-08-30
- YORKMONT CAPITAL MANAGEMENT, LLC
Firm CRD 164599 · TX · Reported as state-registered
Registration date: 2012-07-30
- OAK TREE WEALTH MANAGEMENT
Firm CRD 164685 · TX · Reported as state-registered
Registration date: 2012-08-15
- JKAY SECURITIES CORPORATION
Firm CRD 164691 · TX · Reported as state-registered
Registration date: 2012-10-02
- JMAC FINANCIAL PLANNING & INVESTMENT SERVICES PLLC
Firm CRD 164711 · TX · Reported as state-registered
Registration date: 2020-03-06
- STONEWATER WEALTH MANAGEMENT, INC.
Firm CRD 164953 · TX · Reported as state-registered
Registration date: 2022-06-15
- HURON INVESTMENT MANAGEMENT, INC.
Firm CRD 164983 · TX · Reported as state-registered
Registration date: 2021-05-10
- POTTER ADVISORS LLC
Firm CRD 165126 · TX · Reported as state-registered
Registration date: 2015-07-15
- SAINT FRANCIS CAPITAL
Firm CRD 165376 · TX · Reported as state-registered
Registration date: 2013-09-24
- THE OFFICE OF HEATH O. LAUSENG
Firm CRD 165438 · TX · Reported as state-registered
Registration date: 2026-02-05