State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- THOMPSON WEALTH MANAGEMENT, INC.
Firm CRD 137205 · CA · Reported as state-registered
Registration date: 2006-01-26
- SHELTON FINANCIAL ADVISORS, LLC
Firm CRD 137248 · CA · Reported as state-registered
Registration date: 2001-03-01
- TRUSTED FINANCIAL ADVISORS
Firm CRD 137253 · CA · Reported as state-registered
Registration date: 2017-01-19
- AMES FINANCIAL SERVICES
Firm CRD 137261 · CA · Reported as state-registered
Registration date: 1988-05-03
- MICHAEL W. DURAN, CPA, APC
Firm CRD 137276 · CA · Reported as state-registered
Registration date: 2012-04-23
- CALLAHAN & CALLAHAN ASSET MANAGEMENT, INC.
Firm CRD 137293 · CA · Reported as state-registered
Registration date: 2015-02-17
- DOUBLE EAGLE FINANCIAL
Firm CRD 137331 · CA · Reported as state-registered
Registration date: 1984-06-07
- RONALD A. LEDERKRAMER, CPA, CFP
Firm CRD 137373 · CA · Reported as state-registered
Registration date: 1995-07-03
- ASTI FINANCIAL MANAGEMENT
Firm CRD 137405 · CA · Reported as state-registered
Registration date: 2006-02-10
- INVESTMENT COUNSELORS OF REDLANDS LLC
Firm CRD 137470 · CA · Reported as state-registered
Registration date: 2012-07-12
- NIGHTINGALE FINANCIAL ADVISORY
Firm CRD 137496 · CA · Reported as state-registered
Registration date: 2012-07-25
- FINANCIAL PLANNING CONSULTANTS
Firm CRD 137502 · CA · Reported as state-registered
Registration date: 1977-04-18
- HARVEST FINANCIAL ADVISORS, INC.
Firm CRD 137527 · CA · Reported as state-registered
Registration date: 2003-04-03
- TCM INVESTMENT ADVISERS
Firm CRD 137543 · CA · Reported as state-registered
Registration date: 2016-01-19
- GAMBLE CAPITAL STRATEGIES
Firm CRD 137573 · CA · Reported as state-registered
Registration date: 1999-10-15
- IAMMARINO, NICHOLAS J.
Firm CRD 137579 · CA · Reported as state-registered
Registration date: 1994-05-12
- AEGIS FINANCIAL ADVISORY
Firm CRD 137602 · CA · Reported as state-registered
Registration date: 2006-04-11
- BEVERLY HILLS FINANCIAL PLANNERS, LLC
Firm CRD 137638 · CA · Reported as state-registered
Registration date: 1999-02-03
- LUCEY INVESTMENT MANAGEMENT, LLC
Firm CRD 137718 · CA · Reported as state-registered
Registration date: 2006-01-26
- CALLIDUS CAPITAL PARTNERS LLC
Firm CRD 137732 · CA · Reported as state-registered
Registration date: 2006-01-27
- WEALTH ONE ADVISORS
Firm CRD 137780 · CA · Reported as state-registered
Registration date: 2000-10-18
- ERIKSEN CAPITAL MANAGEMENT
Firm CRD 138089 · CA · Reported as state-registered
Registration date: 2007-06-20
- CRONE WEALTH MANAGEMENT, PLLC
Firm CRD 138125 · CA · Reported as state-registered
Registration date: 2006-02-24
- AMERICAN STRATEGIC CAPITAL
Firm CRD 138144 · CA · Reported as state-registered
Registration date: 1994-04-21
- WHITE, DUNKIRK $ PRICE INVESTMENT ADVISORY INC.
Firm CRD 138152 · CA · Reported as state-registered
Registration date: 1997-01-10