State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- MANOR ROAD CAPITAL PARTNERS, LLC
Firm CRD 165485 · TX · Reported as state-registered
Registration date: 2022-07-18
- CLSA AMERICAS, LLC
Firm CRD 165533 · TX · Reported as state-registered
Registration date: 2019-01-28
- AVENUE RETIREMENT SERVICES
Firm CRD 165606 · TX · Reported as state-registered
Registration date: 2013-02-14
- GOOD LIFE PRIVATE WEALTH, LLC
Firm CRD 165613 · TX · Reported as state-registered
Registration date: 2018-10-02
- RETIREMENT MAXIMIZER, INC.
Firm CRD 165702 · TX · Reported as state-registered
Registration date: 2013-10-22
- ASCEND WEALTH ADVISORS, LLC
Firm CRD 165774 · TX · Reported as state-registered
Registration date: 2013-03-26
- WAITS INVESTMENTS, LLC
Firm CRD 165785 · TX · Reported as state-registered
Registration date: 2025-03-17
- PROMINENT FINANCIAL PLANNING LLC
Firm CRD 165836 · TX · Reported as state-registered
Registration date: 2013-01-02
- PARK CAPITAL GROUP, INC.
Firm CRD 165884 · TX · Reported as state-registered
Registration date: 2013-01-03
- WESTMONT CAPITAL ADVISORS, LLC
Firm CRD 165910 · TX · Reported as state-registered
Registration date: 2012-11-08
- TRINSIC CAPITAL, LLC
Firm CRD 165949 · TX · Reported as state-registered
Registration date: 2012-12-05
- 3RD STREET CAPITAL MANAGEMENT L.L.C.
Firm CRD 165950 · TX · Reported as state-registered
Registration date: 2013-12-13
- R1 FINANCIAL GROUP
Firm CRD 166051 · TX · Reported as state-registered
Registration date: 2013-01-02
- ALPHAGLIDER LLC
Firm CRD 166218 · TX · Reported as state-registered
Registration date: 2013-01-10
- TRANE CAPITAL, LLC
Firm CRD 166255 · TX · Reported as state-registered
Registration date: 2015-03-27
- SIGNAL RESEARCH GROUP LLC
Firm CRD 166392 · TX · Reported as state-registered
Registration date: 2014-04-23
- STEPHEN F. HILL AND ASSOCIATES L.L.C.
Firm CRD 166398 · TX · Reported as state-registered
Registration date: 2013-01-14
- CYPRESS WEALTH ADVISORS, LLC
Firm CRD 166414 · TX · Reported as state-registered
Registration date: 2013-01-15
- BARAC CAPITAL MANAGEMENT, LLC
Firm CRD 166442 · TX · Reported as state-registered
Registration date: 2019-01-03
- MONARCH ASSET MANAGEMENT LLC
Firm CRD 166444 · TX · Reported as state-registered
Registration date: 2013-07-03
- TRENDSCAST FINANCIAL LLC
Firm CRD 166470 · TX · Reported as state-registered
Registration date: 2020-11-04
- FIDUCIARY WEALTH MANAGEMENT, LLC.
Firm CRD 166501 · TX · Reported as state-registered
Registration date: 2013-02-14
- MASTODON CAPITAL MANAGEMENT, LLC
Firm CRD 166522 · TX · Reported as state-registered
Registration date: 2013-10-18
- TOTAL ALIGNMENT WEALTH ADVISORS, LLC
Firm CRD 166538 · TX · Reported as state-registered
Registration date: 2013-06-04
- MILES WEALTH MANAGEMENT, L.L.C.
Firm CRD 166621 · TX · Reported as state-registered
Registration date: 2013-06-10