State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- ISMAIL, MUSTAFA
Firm CRD 334714 · TX · Reported as state-registered
Registration date: 2025-03-27
- SOUTHFORK INVESTMENT MANAGEMENT
Firm CRD 334716 · CA · Reported as state-registered
Registration date: 2025-05-08
- CASITA FINANCIAL PLANNING
Firm CRD 334718 · CA · Reported as state-registered
Registration date: 2025-04-09
- NORMALTOWN FINANCIAL LLC
Firm CRD 334719 · TX · Reported as state-registered
Registration date: 2025-04-15
- OVERLAND ADVISORS
Firm CRD 334738 · AZ · Reported as state-registered
Registration date: 2026-02-04
- ROSE WEALTH, LLC
Firm CRD 334740 · TX · Reported as state-registered
Registration date: 2025-04-11
- STRATIA WEALTH MANAGEMENT, LLC
Firm CRD 334749 · TX · Reported as state-registered
Registration date: 2025-05-20
- OAK SUMMIT WEALTH MANAGEMENT, INC.
Firm CRD 334753 · CA · Reported as state-registered
Registration date: 2025-03-19
- JFD CAPITAL, LLC
Firm CRD 334762 · CA · Reported as state-registered
Registration date: 2025-03-06
- AP INVESTMENT MANAGEMENT
Firm CRD 334805 · CA · Reported as state-registered
Registration date: 2025-05-19
- BELAY FINANCE
Firm CRD 334807 · CA · Reported as state-registered
Registration date: 2026-07-31
- BELAY FINANCE
Firm CRD 334807 · TX · Reported as state-registered
Registration date: 2025-12-23
- WEALTHETIC LLC
Firm CRD 334809 · CA · Reported as state-registered
Registration date: 2025-07-10
- AM WEALTH SOLUTIONS, LLC
Firm CRD 334822 · CA · Reported as state-registered
Registration date: 2025-04-09
- DUNES FINANCIAL
Firm CRD 334836 · TX · Reported as state-registered
Registration date: 2026-02-05
- JOURNEY ASSET MANAGEMENT LLC
Firm CRD 334855 · CA · Reported as state-registered
Registration date: 2026-03-13
- JOURNEY ASSET MANAGEMENT LLC
Firm CRD 334855 · TX · Reported as state-registered
Registration date: 2026-02-18
- THELINKU RIA, LLC
Firm CRD 334862 · TX · Reported as state-registered
Registration date: 2025-12-15
- PRAESTANTIA CAPITAL, LLC
Firm CRD 334865 · TX · Reported as state-registered
Registration date: 2025-12-19
- LIGHTCAP FINANCIAL GROUP, LLC
Firm CRD 334873 · CA · Reported as state-registered
Registration date: 2025-08-22
- BRAYPARK WEALTH MANAGEMENT
Firm CRD 334880 · CA · Reported as state-registered
Registration date: 2025-08-19
- AXON CAPITAL MANAGEMENT
Firm CRD 334888 · TX · Reported as state-registered
Registration date: 2025-04-08
- ACEEDA WEALTH MANAGEMENT, INC.
Firm CRD 334893 · TX · Reported as state-registered
Registration date: 2025-04-14
- FEMPIRE MINDSET LLC
Firm CRD 334915 · WA · Reported as state-registered
Registration date: 2025-07-07
- BIXY WEALTH LLC
Firm CRD 334951 · CA · Reported as state-registered
Registration date: 2025-03-14