State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- XWEALTH
Firm CRD 335260 · CA · Reported as state-registered
Registration date: 2025-04-04
- NORTHSHORE WEALTH MANAGEMENT
Firm CRD 335261 · WA · Reported as state-registered
Registration date: 2025-05-06
- 395 FINANCIAL PLANNING
Firm CRD 335271 · CA · Reported as state-registered
Registration date: 2025-04-18
- LINDY WEALTH, LLC
Firm CRD 335277 · CA · Reported as state-registered
Registration date: 2025-04-03
- TOPRAC FINANCIAL LLC
Firm CRD 335293 · TX · Reported as state-registered
Registration date: 2025-06-11
- PATELS AND COMPANY CAPITAL
Firm CRD 335296 · CA · Reported as state-registered
Registration date: 2025-07-29
- OUTLIVE FINANCIAL PLANNING LLC
Firm CRD 335299 · CA · Reported as state-registered
Registration date: 2025-05-23
- NORTHERN STAR GENERATIONAL WEALTH
Firm CRD 335323 · CA · Reported as state-registered
Registration date: 2025-08-18
- SAGE WEALTH SOLUTIONS, LLC
Firm CRD 335416 · CA · Reported as state-registered
Registration date: 2026-01-05
- 6|21 PRIVATE WEALTH
Firm CRD 335433 · AZ · Reported as state-registered
Registration date: 2025-04-08
- EXETER INVESTMENT MANAGEMENT
Firm CRD 335442 · CA · Reported as state-registered
Registration date: 2025-04-28
- WESCAL WEALTH LLC
Firm CRD 335449 · CA · Reported as state-registered
Registration date: 2025-04-15
- STRAVIDA WEALTH LLC
Firm CRD 335465 · CA · Reported as state-registered
Registration date: 2025-06-18
- ENOUGHFP LLC
Firm CRD 335469 · WA · Reported as state-registered
Registration date: 2025-04-11
- JMCMAHAN LLC
Firm CRD 335477 · TX · Reported as state-registered
Registration date: 2025-07-08
- GIBRALTAR FINANCIAL ADVISORS
Firm CRD 335502 · CA · Reported as state-registered
Registration date: 2025-04-23
- GOMEZ FINANCIAL PLANNING
Firm CRD 335503 · CA · Reported as state-registered
Registration date: 2025-04-23
- NERGARD WEALTH MANAGEMENT, LLC
Firm CRD 335534 · AZ · Reported as state-registered
Registration date: 2025-05-29
- ROOK FINANCIAL LLC
Firm CRD 335543 · CA · Reported as state-registered
Registration date: 2025-07-11
- STERLING CAPITAL ADVISORS
Firm CRD 335544 · TX · Reported as state-registered
Registration date: 2026-01-13
- MAHOGANY FINANCIAL STRATEGIES LLC
Firm CRD 335547 · AZ · Reported as state-registered
Registration date: 2025-05-02
- MAHOGANY FINANCIAL STRATEGIES LLC
Firm CRD 335547 · TX · Reported as state-registered
Registration date: 2025-07-29
- SO LLC
Firm CRD 335596 · CA · Reported as state-registered
Registration date: 2025-07-17
- DIWY FINANCIAL PLANNING
Firm CRD 335615 · CA · Reported as state-registered
Registration date: 2025-04-28
- HOFFMAN WEALTH ADVISORS
Firm CRD 335646 · TX · Reported as state-registered
Registration date: 2025-06-13