State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- KNODE WEALTH MANAGEMENT LLC
Firm CRD 336114 · TX · Reported as state-registered
Registration date: 2025-07-01
- TRUE PATH FINANCIAL LLC
Firm CRD 336137 · TX · Reported as state-registered
Registration date: 2026-05-15
- PHILADELPHUS CAPITAL
Firm CRD 336140 · CA · Reported as state-registered
Registration date: 2025-11-20
- TRADESPRO LLC
Firm CRD 336150 · TX · Reported as state-registered
Registration date: 2025-07-29
- CHARLES MCLEAN CAPITAL MANAGEMENT
Firm CRD 336166 · TX · Reported as state-registered
Registration date: 2026-05-08
- SIGHTLINE WEALTH
Firm CRD 336167 · CA · Reported as state-registered
Registration date: 2025-08-29
- ALTERNATIVE INVESTMENT ADVISORS, LLC
Firm CRD 336212 · AZ · Reported as state-registered
Registration date: 2025-06-13
- CALISI WEALTH MANAGEMENT
Firm CRD 336221 · AZ · Reported as state-registered
Registration date: 2025-06-04
- CALISI WEALTH MANAGEMENT
Firm CRD 336221 · CA · Reported as state-registered
Registration date: 2025-06-25
- DONCASTER WEALTH LLC
Firm CRD 336225 · CA · Reported as state-registered
Registration date: 2025-09-25
- DONCASTER WEALTH LLC
Firm CRD 336225 · TX · Reported as state-registered
Registration date: 2025-09-17
- FARMERS ASSET MANAGEMENT, LLC
Firm CRD 336230 · CA · Reported as state-registered
Registration date: 2025-12-03
- FARMERS ASSET MANAGEMENT, LLC
Firm CRD 336230 · TX · Reported as state-registered
Registration date: 2026-07-28
- WEHLING INVESTMENT MANAGEMENT
Firm CRD 336249 · TX · Reported as state-registered
Registration date: 2025-11-20
- EAGLE GUARDIAN ADVISORS
Firm CRD 336260 · TX · Reported as state-registered
Registration date: 2025-11-06
- PROSPERITY PLANNING AND ADVISORY, LLC
Firm CRD 336302 · CA · Reported as state-registered
Registration date: 2025-06-27
- TULIP FINANCIAL PLANNING LLC
Firm CRD 336306 · AZ · Reported as state-registered
Registration date: 2025-05-13
- STONEBRIDGE WEALTH MANAGEMENT LLC
Firm CRD 336319 · CA · Reported as state-registered
Registration date: 2025-07-29
- COATS WEALTH MANAGEMENT
Firm CRD 336335 · AZ · Reported as state-registered
Registration date: 2025-06-05
- COUNT YOUR BEANS FINANCIAL PLANNING LLC
Firm CRD 336344 · CA · Reported as state-registered
Registration date: 2026-01-15
- BLUEGRASS LEGACY PLANNING
Firm CRD 336386 · TX · Reported as state-registered
Registration date: 2025-08-19
- TRUSTED PATH WEALTH MANAGEMENT, LLC
Firm CRD 336395 · CA · Reported as state-registered
Registration date: 2025-05-30
- FSO WEALTH
Firm CRD 336409 · TX · Reported as state-registered
Registration date: 2025-07-08
- BLUEPRISM WEALTH MANAGEMENT LLC
Firm CRD 336440 · TX · Reported as state-registered
Registration date: 2025-10-01
- HONOR WEALTH MANAGEMENT, LLC
Firm CRD 336450 · TX · Reported as state-registered
Registration date: 2025-08-10