State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- RUBRIC ADVISORS LLC
Firm CRD 336764 · CA · Reported as state-registered
Registration date: 2025-11-25
- ERK WEALTH ADVISORS, LLC
Firm CRD 336797 · CA · Reported as state-registered
Registration date: 2025-06-27
- PROCESS WEALTH LLC
Firm CRD 336802 · CA · Reported as state-registered
Registration date: 2025-07-25
- PROCESS WEALTH LLC
Firm CRD 336802 · TX · Reported as state-registered
Registration date: 2025-07-31
- STRUCTURED FINANCE LLC
Firm CRD 336805 · CA · Reported as state-registered
Registration date: 2025-08-27
- GEMINI WEALTH
Firm CRD 336806 · TX · Reported as state-registered
Registration date: 2026-08-06
- FLECK JURENKA WEALTH MANAGEMENT LLC
Firm CRD 336807 · WA · Reported as state-registered
Registration date: 2026-05-18
- GAELIN LLC
Firm CRD 336808 · CA · Reported as state-registered
Registration date: 2026-06-16
- GAELIN LLC
Firm CRD 336808 · TX · Reported as state-registered
Registration date: 2026-06-24
- B&E FINANCIAL SERVICES
Firm CRD 336816 · AZ · Reported as state-registered
Registration date: 2025-06-20
- AURI
Firm CRD 336818 · CA · Reported as state-registered
Registration date: 2026-04-03
- AURI
Firm CRD 336818 · TX · Reported as state-registered
Registration date: 2025-11-19
- SYNERGY WEALTH MANAGEMENT
Firm CRD 336819 · TX · Reported as state-registered
Registration date: 2025-08-19
- QUANTUM WEALTH ADVISORS LLC
Firm CRD 336823 · AZ · Reported as state-registered
Registration date: 2025-09-05
- QUANTUM WEALTH ADVISORS LLC
Firm CRD 336823 · CA · Reported as state-registered
Registration date: 2025-09-16
- QUANTUM WEALTH ADVISORS LLC
Firm CRD 336823 · TX · Reported as state-registered
Registration date: 2025-11-07
- NEXUS STRATEGIC WEALTH
Firm CRD 336847 · WA · Reported as state-registered
Registration date: 2025-08-15
- TRIPLE PINE WEALTH MANAGEMENT LLC
Firm CRD 336848 · TX · Reported as state-registered
Registration date: 2026-06-15
- LIVINGSTON WEALTH ADVISORY
Firm CRD 336849 · TX · Reported as state-registered
Registration date: 2025-09-10
- INTEG FINANCIAL INVESTMENT ADVISORY LLC
Firm CRD 336852 · CA · Reported as state-registered
Registration date: 2025-08-21
- CHADWICK FINANCIAL
Firm CRD 337228 · TX · Reported as state-registered
Registration date: 2025-10-07
- FAIRWAY PLANNING
Firm CRD 337261 · WA · Reported as state-registered
Registration date: 2025-12-08
- JONES WEALTH ADVISORS, LLC
Firm CRD 337281 · CA · Reported as state-registered
Registration date: 2025-08-13
- BROKEN INVESTING, LLC
Firm CRD 337292 · TX · Reported as state-registered
Registration date: 2025-09-04
- DEAJ INSURANCE AND INVESTMENTS CONSULTING
Firm CRD 337314 · TX · Reported as state-registered
Registration date: 2026-07-30