State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- JOHN H. LILES, CFP
Firm CRD 138161 · CA · Reported as state-registered
Registration date: 1994-05-17
- SPURGEON FINANCIAL GROUP
Firm CRD 138174 · CA · Reported as state-registered
Registration date: 1992-01-14
- W. C. BUCKINGHAM, CPA
Firm CRD 138186 · CA · Reported as state-registered
Registration date: 1996-09-26
- FREDERICK, MARK D.
Firm CRD 138204 · CA · Reported as state-registered
Registration date: 1996-09-09
- FREEDOM CAPITAL MANAGEMENT, INC.
Firm CRD 138256 · CA · Reported as state-registered
Registration date: 2006-03-14
- WHITCRAFT CAPITAL MANAGEMENT
Firm CRD 138372 · CA · Reported as state-registered
Registration date: 1997-07-25
- LIFETIME FINANCIAL ADVISORS INC
Firm CRD 138418 · CA · Reported as state-registered
Registration date: 1986-10-03
- ROBERT GUJRAL CPA
Firm CRD 138738 · CA · Reported as state-registered
Registration date: 2021-01-13
- DEJARNATT, PAUL E
Firm CRD 138820 · CA · Reported as state-registered
Registration date: 1984-06-14
- NICKEL INVESTMENT ADVISORS, INC.
Firm CRD 139058 · CA · Reported as state-registered
Registration date: 2006-03-27
- IMPASSIONED WEALTH MANAGEMENT LTD
Firm CRD 139264 · CA · Reported as state-registered
Registration date: 2024-07-23
- HAWLEY ADVISORS
Firm CRD 139335 · CA · Reported as state-registered
Registration date: 1999-06-16
- ROUND TABLE INVESTMENT STRATEGIES, LLC
Firm CRD 139492 · CA · Reported as state-registered
Registration date: 2025-04-23
- PATHFINDER FINANCE AND INSURANCE SOLUTIONS
Firm CRD 139679 · CA · Reported as state-registered
Registration date: 2006-04-26
- THALASSA CAPITAL LLC
Firm CRD 139707 · CA · Reported as state-registered
Registration date: 2018-01-22
- LONG VIEW FINANCIAL SERVICES, INC
Firm CRD 139727 · CA · Reported as state-registered
Registration date: 2006-12-07
- OLHOEFT FINANCIAL, LLC
Firm CRD 139870 · CA · Reported as state-registered
Registration date: 2006-06-07
- REGENCY FINANCIAL GROUP
Firm CRD 139892 · CA · Reported as state-registered
Registration date: 2006-06-06
- HATHER, ROBERT K
Firm CRD 139951 · CA · Reported as state-registered
Registration date: 2006-05-04
- BELL STRATEGIC INVESTMENTS, INC.
Firm CRD 139954 · CA · Reported as state-registered
Registration date: 2012-05-25
- GOODRICH FINANCIAL GROUP, LLC
Firm CRD 139958 · CA · Reported as state-registered
Registration date: 2006-09-28
- SUMMA CAPITAL MANAGEMENT LLC
Firm CRD 139984 · CA · Reported as state-registered
Registration date: 2006-07-06
- PF WEALTH MANAGEMENT GROUP, LLC
Firm CRD 140015 · CA · Reported as state-registered
Registration date: 2006-04-07
- ADVOWEALTH ADVISORS, LLC
Firm CRD 140034 · CA · Reported as state-registered
Registration date: 2006-06-05
- FEARLESS WEALTH
Firm CRD 140128 · CA · Reported as state-registered
Registration date: 2007-07-11