State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- LAMBDA WEALTH MANAGEMENT LLC
Firm CRD 338971 · TX · Reported as state-registered
Registration date: 2026-03-20
- ROONEY WEALTH MANAGEMENT
Firm CRD 338991 · CA · Reported as state-registered
Registration date: 2025-11-19
- AGENTECH EQUITIES, LLC
Firm CRD 338997 · CA · Reported as state-registered
Registration date: 2025-11-26
- REAP ASSET MANAGEMENT LLC
Firm CRD 339003 · TX · Reported as state-registered
Registration date: 2026-03-19
- FIDUCIARY WEALTH PARTNERS
Firm CRD 339006 · CA · Reported as state-registered
Registration date: 2026-01-22
- OAK BAY FINANCIAL, LLC
Firm CRD 339012 · CA · Reported as state-registered
Registration date: 2026-04-30
- DUVALL WEALTH MANAGEMENT LLC
Firm CRD 339034 · CA · Reported as state-registered
Registration date: 2025-11-25
- DUVALL WEALTH MANAGEMENT LLC
Firm CRD 339034 · TX · Reported as state-registered
Registration date: 2026-04-30
- ABUNDANCE PATHWAYS
Firm CRD 339037 · CA · Reported as state-registered
Registration date: 2025-11-26
- LOTUS OAK CAPITAL INSTITUTE
Firm CRD 339053 · CA · Reported as state-registered
Registration date: 2025-12-22
- THREE-SIXTY WEALTH MANAGEMENT, LLC.
Firm CRD 339056 · TX · Reported as state-registered
Registration date: 2026-01-28
- BARD INVESTMENT GROUP, LLC
Firm CRD 339071 · TX · Reported as state-registered
Registration date: 2026-02-10
- EVERLEAP FINANCIAL PLANNING
Firm CRD 339081 · WA · Reported as state-registered
Registration date: 2026-02-04
- STF ADVISORY INC
Firm CRD 339084 · TX · Reported as state-registered
Registration date: 2026-04-01
- ASTUTE CONSULTING, LLC
Firm CRD 339100 · TX · Reported as state-registered
Registration date: 2026-02-18
- LEGES WEALTH MANAGEMENT LLC
Firm CRD 339110 · AZ · Reported as state-registered
Registration date: 2026-01-01
- LEGES WEALTH MANAGEMENT LLC
Firm CRD 339110 · CA · Reported as state-registered
Registration date: 2026-01-09
- AYURASSET LLC
Firm CRD 339114 · TX · Reported as state-registered
Registration date: 2026-04-08
- AYURASSET LLC
Firm CRD 339114 · WA · Reported as state-registered
Registration date: 2026-04-08
- WHISPER WEALTH ADVISORS LLC
Firm CRD 339118 · TX · Reported as state-registered
Registration date: 2026-01-07
- OYSTER CREEK CAPITAL
Firm CRD 339119 · CA · Reported as state-registered
Registration date: 2026-06-01
- IRONWOOD INVESTMENT GROUP LLC
Firm CRD 339128 · TX · Reported as state-registered
Registration date: 2025-12-03
- LANKFORD CAPITAL MANAGEMENT LLC
Firm CRD 339132 · TX · Reported as state-registered
Registration date: 2026-02-13
- VESTTED WEALTH ADVISORS
Firm CRD 339140 · TX · Reported as state-registered
Registration date: 2026-05-06
- BRIGHTGUIDE FINANCIAL
Firm CRD 339155 · AZ · Reported as state-registered
Registration date: 2026-01-07