State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- INVESTUS FINANCIAL
Firm CRD 140153 · CA · Reported as state-registered
Registration date: 2011-10-04
- FARRAR FINANCIALS
Firm CRD 140223 · CA · Reported as state-registered
Registration date: 2010-02-18
- DRACH ADVISORS LLC
Firm CRD 140247 · CA · Reported as state-registered
Registration date: 2008-05-20
- CORNERSTONE SECURITIES LLC
Firm CRD 140379 · CA · Reported as state-registered
Registration date: 2018-06-25
- WEALTH ALLIANCE, LLC
Firm CRD 140630 · CA · Reported as state-registered
Registration date: 2006-08-28
- ASAGE FINANCIAL LLC
Firm CRD 140805 · CA · Reported as state-registered
Registration date: 2006-08-15
- SANTA FE' WEALTH MANAGEMENT
Firm CRD 140810 · CA · Reported as state-registered
Registration date: 2008-10-31
- TAYAN CAPITAL MANAGEMENT, LLC
Firm CRD 140864 · CA · Reported as state-registered
Registration date: 2020-05-14
- JOSEPH C. LONGO, ATTORNEY AT LAW
Firm CRD 140922 · CA · Reported as state-registered
Registration date: 2006-09-19
- FOREST HILL FINANCIAL ADVISORY GROUP LLC
Firm CRD 141274 · CA · Reported as state-registered
Registration date: 2006-10-11
- ROYALE INVESTMENT ADVISOR LLC
Firm CRD 141287 · CA · Reported as state-registered
Registration date: 2006-11-20
- YORKVILLE CAPITAL MANAGEMENT LLC
Firm CRD 141333 · CA · Reported as state-registered
Registration date: 2025-08-21
- THE FINANCIAL TEAM, INC.
Firm CRD 141355 · CA · Reported as state-registered
Registration date: 2006-12-07
- SPIRITUS FINANCIAL PLANNING
Firm CRD 141372 · CA · Reported as state-registered
Registration date: 2007-01-01
- ROCKROSE CAPITAL MANAGEMENT, LLC
Firm CRD 141405 · CA · Reported as state-registered
Registration date: 2006-10-23
- SOUND INVESTMENT STRATEGIES, INC.
Firm CRD 141440 · CA · Reported as state-registered
Registration date: 2026-09-25
- MARIAN FINANCIAL SERVICES, INC.
Firm CRD 141456 · CA · Reported as state-registered
Registration date: 2020-11-20
- ANTONE ASSET MANAGEMENT, INC
Firm CRD 141468 · CA · Reported as state-registered
Registration date: 2006-11-08
- BULLBEAR INVESTMENT MANAGEMENT, LLC
Firm CRD 141513 · CA · Reported as state-registered
Registration date: 2006-11-22
- THE TILTED FUNDS GROUP, LLC
Firm CRD 141537 · CA · Reported as state-registered
Registration date: 2007-05-08
- LEEDOM ASSET MANAGEMENT, INC.
Firm CRD 141606 · CA · Reported as state-registered
Registration date: 2007-02-07
- TWEDDELL GOLDBERG INVESTMENT MANAGEMENT
Firm CRD 141634 · CA · Reported as state-registered
Registration date: 2025-11-17
- PACIFIC EMPIRE FINANCIAL
Firm CRD 141648 · CA · Reported as state-registered
Registration date: 2018-06-22
- ASIA GLOBAL ASSET MANAGEMENT, INC
Firm CRD 141786 · CA · Reported as state-registered
Registration date: 2007-10-18
- O'REILLY WEALTH ADVISORS
Firm CRD 141789 · CA · Reported as state-registered
Registration date: 2006-12-12