State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- MUNRO ASSET MANAGEMENT L.L.C.
Firm CRD 141851 · CA · Reported as state-registered
Registration date: 2013-07-24
- WEST COAST CAPITAL MANAGEMENT, LLC
Firm CRD 141981 · CA · Reported as state-registered
Registration date: 2015-01-22
- FAIRWAY ASSET MANAGEMENT, INC.
Firm CRD 142038 · CA · Reported as state-registered
Registration date: 2007-01-09
- JOHN H. BECKER
Firm CRD 142085 · CA · Reported as state-registered
Registration date: 2008-10-23
- HOLLY DONALDSON FINANCIAL PLANNING, LLC
Firm CRD 142098 · CA · Reported as state-registered
Registration date: 2026-01-29
- HARTMAN FINANCIAL PLANNING
Firm CRD 142122 · CA · Reported as state-registered
Registration date: 2007-07-10
- TIBURON RESEARCH GROUP
Firm CRD 142144 · CA · Reported as state-registered
Registration date: 2018-05-25
- BEACON BAY ASSET MANAGEMENT LLC
Firm CRD 142207 · CA · Reported as state-registered
Registration date: 2013-05-16
- ARBOR FAMILY WEALTH ADVISORS, INC.
Firm CRD 142270 · CA · Reported as state-registered
Registration date: 2008-01-07
- PARAKLETE FINANCIAL, INC.
Firm CRD 142323 · CA · Reported as state-registered
Registration date: 2023-09-25
- ROYAL PALM INVESTMENT ADVISORS, INC
Firm CRD 142335 · CA · Reported as state-registered
Registration date: 2007-02-06
- HERMOSA CAPITAL MANAGEMENT, LLC
Firm CRD 142382 · CA · Reported as state-registered
Registration date: 2007-02-26
- ALC CAPITAL MANAGEMENT, LLC
Firm CRD 142387 · CA · Reported as state-registered
Registration date: 2007-03-19
- EVLA HILLS EQUITY SERVICES LLC
Firm CRD 142446 · CA · Reported as state-registered
Registration date: 2007-01-10
- MONTEREY BAY ASSET MANAGEMENT LLC
Firm CRD 142460 · CA · Reported as state-registered
Registration date: 2007-02-21
- SOHO FINANCIAL SERVICES LLC
Firm CRD 142510 · CA · Reported as state-registered
Registration date: 2018-10-25
- INTERLAKE CAPITAL MANAGEMENT, LLC
Firm CRD 142577 · CA · Reported as state-registered
Registration date: 2009-06-29
- GALILEO PLANNING GROUP, INC
Firm CRD 142586 · CA · Reported as state-registered
Registration date: 2007-02-22
- JC FINANCIAL PLANNING & INVESTMENTS, LLC
Firm CRD 142703 · CA · Reported as state-registered
Registration date: 2007-03-20
- RANDALL STONE FINANCIAL
Firm CRD 142729 · CA · Reported as state-registered
Registration date: 2012-01-01
- PARK PLACE WEALTH ADVISORS, INC
Firm CRD 142745 · CA · Reported as state-registered
Registration date: 2007-01-24
- RESOLVE FINANCIAL, LLC
Firm CRD 142792 · CA · Reported as state-registered
Registration date: 2007-04-16
- POLESTAR CAPITAL LLC
Firm CRD 142864 · CA · Reported as state-registered
Registration date: 2007-03-15
- INTEGRATED RETIREMENT STRATEGIES
Firm CRD 142969 · CA · Reported as state-registered
Registration date: 2011-11-03
- JPS GLOBAL INVESTMENTS, LLC
Firm CRD 142974 · CA · Reported as state-registered
Registration date: 2007-04-13