State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- SIMPLE LIFE FINANCIAL
Firm CRD 142992 · CA · Reported as state-registered
Registration date: 2007-05-07
- TRACHTENBERG CAPITAL MANAGEMENT, LLC
Firm CRD 143054 · CA · Reported as state-registered
Registration date: 2007-04-30
- JEFFERY C. WELCH AND ASSOCIATES, INC.
Firm CRD 143092 · CA · Reported as state-registered
Registration date: 2007-04-23
- QUINN CAPITAL LLC
Firm CRD 143182 · CA · Reported as state-registered
Registration date: 2007-04-17
- WEALTH PLANNING GROUP, INC.
Firm CRD 143222 · CA · Reported as state-registered
Registration date: 2007-04-18
- MCBEE ADVISORS, INC.
Firm CRD 143223 · CA · Reported as state-registered
Registration date: 2012-04-30
- JW FINANCIAL ADVISORS, LLC
Firm CRD 143275 · CA · Reported as state-registered
Registration date: 2007-07-25
- MACC IV GROUP
Firm CRD 143285 · CA · Reported as state-registered
Registration date: 2023-06-30
- CASTELLAN FINANCIAL ADVISORS
Firm CRD 143334 · CA · Reported as state-registered
Registration date: 2007-04-30
- SECTOR LOGIC, LP
Firm CRD 143470 · CA · Reported as state-registered
Registration date: 2007-06-21
- CORE CAPITAL MANAGEMENT, LLC
Firm CRD 143501 · CA · Reported as state-registered
Registration date: 2007-06-06
- GASKIN WEALTH MANAGEMENT
Firm CRD 143536 · CA · Reported as state-registered
Registration date: 2017-01-18
- DOUGLAS CAPITAL MANAGEMENT, LLC
Firm CRD 143585 · CA · Reported as state-registered
Registration date: 2007-07-09
- IFMGROUP
Firm CRD 143632 · CA · Reported as state-registered
Registration date: 2025-02-07
- WADA CAPITAL MANAGEMENT, LLC
Firm CRD 143634 · CA · Reported as state-registered
Registration date: 2007-07-05
- HIGH VALLEY CAPITAL
Firm CRD 143639 · CA · Reported as state-registered
Registration date: 2007-06-26
- NEW ECONOMY CAPITAL MANAGEMENT LLC
Firm CRD 143757 · CA · Reported as state-registered
Registration date: 2007-07-31
- SPITFIRE CAPITAL LLC
Firm CRD 143766 · CA · Reported as state-registered
Registration date: 2024-10-14
- SPM ADVISORS, LLC
Firm CRD 143775 · CA · Reported as state-registered
Registration date: 2007-10-04
- KELLY JONES INVESTMENT SERVICES, INC.
Firm CRD 143801 · CA · Reported as state-registered
Registration date: 2007-04-26
- ANVIK ADVISERS LLC
Firm CRD 143807 · CA · Reported as state-registered
Registration date: 2010-08-18
- PROBITAS FINANCIAL
Firm CRD 143819 · CA · Reported as state-registered
Registration date: 2007-07-25
- BURDICK WEALTH MANAGEMENT, LLC
Firm CRD 143978 · CA · Reported as state-registered
Registration date: 2010-08-13
- BURGESS FINANCIAL PLANNING
Firm CRD 143984 · CA · Reported as state-registered
Registration date: 2007-06-14
- RADNORWOOD CAPITAL, LLC
Firm CRD 143990 · CA · Reported as state-registered
Registration date: 2008-01-01