State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- HARRISON LAZARUS ADVISORS, INC.
Firm CRD 144089 · CA · Reported as state-registered
Registration date: 2007-07-20
- MOORE FINANCIAL STRATEGIES, LLC
Firm CRD 144105 · CA · Reported as state-registered
Registration date: 2011-04-06
- LEGACY INVESTMENT SERVICES, LLC
Firm CRD 144127 · CA · Reported as state-registered
Registration date: 2008-02-29
- ARM FINANCIAL LLC
Firm CRD 144340 · CA · Reported as state-registered
Registration date: 2012-05-09
- JANIS FINANCIAL, LLC
Firm CRD 144352 · CA · Reported as state-registered
Registration date: 2007-08-16
- DBA TANA INVESTMENT ADVISORS
Firm CRD 144392 · CA · Reported as state-registered
Registration date: 2008-04-03
- OSBORNE CAPITAL MANAGEMENT
Firm CRD 144394 · CA · Reported as state-registered
Registration date: 2007-10-12
- WILSON ADVISORS, LLC
Firm CRD 144440 · CA · Reported as state-registered
Registration date: 2007-08-28
- ALL SEASONS INVESTMENT ADVISORS, INC
Firm CRD 144506 · CA · Reported as state-registered
Registration date: 2021-01-25
- KELLOGG WEALTH ADVISORS, INC.
Firm CRD 144514 · CA · Reported as state-registered
Registration date: 2007-09-20
- AIKAPA
Firm CRD 144517 · CA · Reported as state-registered
Registration date: 2007-10-02
- CARTY FINANCIAL, INC.
Firm CRD 144564 · CA · Reported as state-registered
Registration date: 2007-07-26
- COMPASS ROSE FINANCIAL PLANNING & INVESTMENT MANAGEMENT
Firm CRD 144566 · CA · Reported as state-registered
Registration date: 2007-09-19
- BARNETT FINANCIAL PLANNING
Firm CRD 144590 · CA · Reported as state-registered
Registration date: 2007-09-27
- DIVERSIFIED CAPITAL GROUP
Firm CRD 144648 · CA · Reported as state-registered
Registration date: 2019-01-24
- MOGUL WEALTH MANAGEMENT, INC.
Firm CRD 144711 · CA · Reported as state-registered
Registration date: 2011-05-16
- RIDLEY ASSET MANAGEMENT, LLC
Firm CRD 144735 · CA · Reported as state-registered
Registration date: 2011-10-03
- GATEWAY FINANCIAL & ESTATE PLANNING, INC.
Firm CRD 144741 · CA · Reported as state-registered
Registration date: 2022-10-24
- ANALYTIC INVESTMENT MANAGEMENT LLC
Firm CRD 144752 · CA · Reported as state-registered
Registration date: 2007-10-10
- MAHALO ADVISORY SERVICES, LLC
Firm CRD 144793 · CA · Reported as state-registered
Registration date: 2007-09-20
- RMC FINANCIAL ADVISORS, LLC
Firm CRD 144821 · CA · Reported as state-registered
Registration date: 2007-09-19
- JAIN CAPITAL MANAGEMENT LLC
Firm CRD 144836 · CA · Reported as state-registered
Registration date: 2007-09-20
- PENSION MAXIMA INVESTMENT ADVISORY, INC.
Firm CRD 144858 · CA · Reported as state-registered
Registration date: 2012-05-18
- MEM INVESTMENTS
Firm CRD 144893 · CA · Reported as state-registered
Registration date: 2008-01-09
- DOMO CAPITAL MANAGEMENT, LLC
Firm CRD 144894 · CA · Reported as state-registered
Registration date: 2021-06-17