State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
674 published state registrations on 674 distinct firm CRDs.
- ESTATE & RETIREMENT STRATEGIES LLC
Firm CRD 117134 · AZ · Reported as state-registered
Registration date: 1997-01-10
- FAIRPORT ADVISORS, INC.
Firm CRD 117177 · AZ · Reported as state-registered
Registration date: 2022-06-24
- JOSEPH SEEP & ASSOCIATES, LLC
Firm CRD 117256 · AZ · Reported as state-registered
Registration date: 2001-10-10
- THE INNES ASSOCIATES, LTD.
Firm CRD 117326 · AZ · Reported as state-registered
Registration date: 1998-09-28
- DEAFINVEST
Firm CRD 117485 · AZ · Reported as state-registered
Registration date: 2021-01-01
- KCPAG FINANCIAL ADVISORS LLC
Firm CRD 117491 · AZ · Reported as state-registered
Registration date: 2024-11-20
- JR SNELL CAPITAL MANAGEMENT, LLC
Firm CRD 117598 · AZ · Reported as state-registered
Registration date: 2002-05-06
- PELLETON CAPITAL MANAGEMENT, LTD.
Firm CRD 117679 · AZ · Reported as state-registered
Registration date: 2002-08-15
- THE GETZEN GROUP, INC.
Firm CRD 117700 · AZ · Reported as state-registered
Registration date: 1997-03-21
- UHLMANN INVESTMENT MANAGEMENT, L.L.C.
Firm CRD 118025 · AZ · Reported as state-registered
Registration date: 2017-08-15
- EPL INVESTMENT ADVISORY LLC
Firm CRD 118168 · AZ · Reported as state-registered
Registration date: 2000-10-02
- LANGE FINANCIAL GROUP, LLC
Firm CRD 118684 · AZ · Reported as state-registered
Registration date: 2021-02-03
- SCOTTSDALE CAPITAL ADVISORS CORPORATION
Firm CRD 118786 · AZ · Reported as state-registered
Registration date: 2003-03-14
- HARRIS INVESTMENT ADVISORS LLC
Firm CRD 118857 · AZ · Reported as state-registered
Registration date: 2006-01-04
- SWS ADVISORS, INC.
Firm CRD 120054 · AZ · Reported as state-registered
Registration date: 2016-03-04
- SUNRISE WEALTH MANAGEMENT, LLC
Firm CRD 120385 · AZ · Reported as state-registered
Registration date: 2002-08-22
- GCD ADVISORS, LLC
Firm CRD 121167 · AZ · Reported as state-registered
Registration date: 2016-11-17
- THE PLANNING ASSOCIATES, INC.
Firm CRD 121808 · AZ · Reported as state-registered
Registration date: 2005-01-11
- THE LINKOUS GROUP, LTD.
Firm CRD 122557 · AZ · Reported as state-registered
Registration date: 2003-03-31
- FOUNTAIN FINANCIAL GROUP, INC.
Firm CRD 123364 · AZ · Reported as state-registered
Registration date: 2003-10-14
- ROCKFORD ASSET MANAGEMENT LLC
Firm CRD 123566 · AZ · Reported as state-registered
Registration date: 2017-02-01
- EXECUTIVE ASSET ADVISORS LLC
Firm CRD 124369 · AZ · Reported as state-registered
Registration date: 2003-02-04
- HAWTREE ADVISORY GROUP, LLC
Firm CRD 124492 · AZ · Reported as state-registered
Registration date: 2012-04-10
- PRO TAX FINANCIAL SERVICES, LLC
Firm CRD 124634 · AZ · Reported as state-registered
Registration date: 2003-06-17
- GOLD CANYON FINANCIAL PLANNING
Firm CRD 125456 · AZ · Reported as state-registered
Registration date: 2005-07-19