State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- CREATIVE RESOURCES INVESTMENT ADVISORS LLC
Firm CRD 110484 · CA · Reported as state-registered
Registration date: 2024-08-30
- PAMPEL & ASSOCIATES, INC.
Firm CRD 110660 · CA · Reported as state-registered
Registration date: 2012-06-22
- GOLD COAST SECURITIES, INC.
Firm CRD 110925 · CA · Reported as state-registered
Registration date: 2012-08-23
- ROYAL AMERICAN FINANCIAL ADVISORS, LLC
Firm CRD 111192 · CA · Reported as state-registered
Registration date: 2000-02-23
- DBA GENERATIONAL WEALTH STRATEGIES
Firm CRD 111203 · CA · Reported as state-registered
Registration date: 2012-05-21
- MARKETFORCE, LLC
Firm CRD 111233 · CA · Reported as state-registered
Registration date: 2001-02-08
- SIMPSON CAPITAL MANAGEMENT
Firm CRD 111238 · CA · Reported as state-registered
Registration date: 2014-10-02
- OPTIMUS ADVISORY GROUP
Firm CRD 111239 · CA · Reported as state-registered
Registration date: 1998-11-17
- VAUGHN INVESTMENT ADVISORS INC
Firm CRD 111249 · CA · Reported as state-registered
Registration date: 2012-06-28
- MCFARLAND ASSOCIATES
Firm CRD 111316 · CA · Reported as state-registered
Registration date: 1991-07-10
- FINANCIAL STRATEGIES
Firm CRD 111341 · CA · Reported as state-registered
Registration date: 1994-09-12
- O.V. DAVI
Firm CRD 111367 · CA · Reported as state-registered
Registration date: 1987-04-27
- BRIAN SLY AND COMPANY
Firm CRD 111396 · CA · Reported as state-registered
Registration date: 1995-01-09
- VERONA CAPITAL MANAGEMENT LLC
Firm CRD 111417 · CA · Reported as state-registered
Registration date: 1999-03-17
- BK CHIN
Firm CRD 111548 · CA · Reported as state-registered
Registration date: 1997-03-21
- LPR CAPITAL, INC.
Firm CRD 111580 · CA · Reported as state-registered
Registration date: 2006-03-15
- OLESKY CAPITAL MANAGEMENT, LLC
Firm CRD 111627 · CA · Reported as state-registered
Registration date: 1999-01-21
- DON SCHOLL & ASSOCIATES, INC.
Firm CRD 111653 · CA · Reported as state-registered
Registration date: 2003-03-28
- CYPRESS PRAXIS, LLC
Firm CRD 111716 · CA · Reported as state-registered
Registration date: 2011-08-22
- PAUL R. WILLIAMS INVESTMENT ADVISOR
Firm CRD 111780 · CA · Reported as state-registered
Registration date: 1997-10-07
- RICHARD LEES CAPITAL MANAGEMENT
Firm CRD 111785 · CA · Reported as state-registered
Registration date: 1996-08-15
- ANCHOR FINANCIAL GROUP
Firm CRD 111801 · CA · Reported as state-registered
Registration date: 2012-06-20
- THE DELTA GROUP
Firm CRD 111852 · CA · Reported as state-registered
Registration date: 2021-01-27
- SOUND PLANNING AND INVESTMENTS, LLC
Firm CRD 111892 · CA · Reported as state-registered
Registration date: 1998-03-30
- CAPSTAN LLC
Firm CRD 111937 · CA · Reported as state-registered
Registration date: 1998-07-02