State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- BULL BEAR INVESTMENT MANAGEMENT LLC
Firm CRD 174038 · TX · Reported as state-registered
Registration date: 2018-02-20
- EPI FINANCIAL GROUP
Firm CRD 174160 · TX · Reported as state-registered
Registration date: 2023-08-06
- REDMOUNT CAPITAL PARTNERS LLC
Firm CRD 174198 · TX · Reported as state-registered
Registration date: 2018-10-11
- FINANCIAL FREEDOM CAPITAL MANAGEMENT
Firm CRD 174385 · TX · Reported as state-registered
Registration date: 2021-11-04
- VESTED LEGACY WEALTH MANAGEMENT, L.P.
Firm CRD 174462 · TX · Reported as state-registered
Registration date: 2015-02-10
- THE FINANCIAL CHASE LLC
Firm CRD 174512 · TX · Reported as state-registered
Registration date: 2020-05-05
- SEQUOIA PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 174527 · TX · Reported as state-registered
Registration date: 2015-02-24
- SAWYER INVESTMENT MANAGEMENT COMPANY
Firm CRD 174535 · TX · Reported as state-registered
Registration date: 2015-02-17
- ARISTOBULUS INVESTMENT MANAGEMENT, LLC
Firm CRD 174568 · TX · Reported as state-registered
Registration date: 2023-12-15
- 11 FINANCIAL
Firm CRD 174569 · TX · Reported as state-registered
Registration date: 2025-02-11
- DPH FINANCIAL
Firm CRD 174893 · TX · Reported as state-registered
Registration date: 2015-09-03
- FIT ADVISORS LLC
Firm CRD 175023 · TX · Reported as state-registered
Registration date: 2017-10-13
- ABUNDANCE FINANCIAL COACHING, LLC
Firm CRD 175055 · TX · Reported as state-registered
Registration date: 2018-10-04
- CAPITAL BENCHMARK PARTNERS, LLC
Firm CRD 175099 · TX · Reported as state-registered
Registration date: 2023-10-27
- MAVERICK PRIVATE WEALTH LLC
Firm CRD 175105 · TX · Reported as state-registered
Registration date: 2015-04-21
- PRESTONWOOD CAPITAL MANAGEMENT, LLC
Firm CRD 175138 · TX · Reported as state-registered
Registration date: 2015-03-12
- GUIDING WEALTH MANAGEMENT, LLC
Firm CRD 175242 · TX · Reported as state-registered
Registration date: 2015-03-20
- BENZER CAPITAL
Firm CRD 175286 · TX · Reported as state-registered
Registration date: 2026-01-23
- OPEN RANGE FINANCIAL GROUP, LLC
Firm CRD 175296 · TX · Reported as state-registered
Registration date: 2015-12-15
- DREAMWORK FINANCIAL GROUP
Firm CRD 175336 · TX · Reported as state-registered
Registration date: 2015-06-22
- JARDINE FINANCIAL GROUP
Firm CRD 175449 · TX · Reported as state-registered
Registration date: 2015-06-10
- ROGERS CAPITAL ADVISORS, LLC
Firm CRD 175500 · TX · Reported as state-registered
Registration date: 2015-04-24
- LEGACY 401K PARTNERS, LLC
Firm CRD 181525 · TX · Reported as state-registered
Registration date: 2015-08-10
- MARKET GAUGE ASSET MANAGEMENT
Firm CRD 194517 · TX · Reported as state-registered
Registration date: 2025-07-09
- FIRST WESTERN SECURITIES, INC.
Firm CRD 19537 · TX · Reported as state-registered
Registration date: 2012-03-30