State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- THE R.L. BROWN ADVISORY GROUP, LLC
Firm CRD 145880 · CA · Reported as state-registered
Registration date: 2008-02-07
- PREMIER FINANCIAL PLANNING, INC.
Firm CRD 145897 · CA · Reported as state-registered
Registration date: 2012-02-29
- KENSINGTON AMI, LLC
Firm CRD 145898 · CA · Reported as state-registered
Registration date: 2011-04-28
- IMHAUS INVESTMENT ADVISORS
Firm CRD 145960 · CA · Reported as state-registered
Registration date: 2008-02-05
- MATURE MONEY MANAGEMENT, INC
Firm CRD 145996 · CA · Reported as state-registered
Registration date: 2008-01-18
- FHWV FINANCIAL LLC
Firm CRD 146046 · CA · Reported as state-registered
Registration date: 2008-05-27
- Q4 STRATEGIC EQUITY ADVISORS INC.
Firm CRD 146071 · CA · Reported as state-registered
Registration date: 2019-01-11
- ULTIMATE RETIREMENT PRODUCTS, INC.
Firm CRD 146227 · CA · Reported as state-registered
Registration date: 2010-01-19
- PACIFIC WEALTH ADVISORS
Firm CRD 146267 · CA · Reported as state-registered
Registration date: 2008-07-18
- STRYKER FINANCIAL
Firm CRD 146273 · CA · Reported as state-registered
Registration date: 2026-07-03
- LAGUNA INVESTMENT SERVICES
Firm CRD 146442 · CA · Reported as state-registered
Registration date: 2008-05-22
- R-TECH ADVISORS, INC.
Firm CRD 146541 · CA · Reported as state-registered
Registration date: 2008-05-07
- PREMIER WEALTH ADVISORS, INC.
Firm CRD 146676 · CA · Reported as state-registered
Registration date: 2019-01-31
- JRS INVESTMENTS AND WEALTH PRESERVATION, LLC
Firm CRD 146933 · CA · Reported as state-registered
Registration date: 2008-06-03
- PRIME OPPORTUNITIES INVESTMENT GROUP LLC
Firm CRD 146944 · CA · Reported as state-registered
Registration date: 2008-05-15
- WEALTH RESCUE STRATEGIES, INC.
Firm CRD 146965 · CA · Reported as state-registered
Registration date: 2012-10-03
- AVALON FINANCIAL ADVISORS
Firm CRD 147097 · CA · Reported as state-registered
Registration date: 2008-08-25
- STRATEGIC PORTFOLIO ADVISORS, INC.
Firm CRD 147194 · CA · Reported as state-registered
Registration date: 2016-01-22
- MARTIN WEALTH MANAGEMENT, LLC
Firm CRD 147225 · CA · Reported as state-registered
Registration date: 2008-06-20
- FINANCIAL COMPASS INVESTMENT SERVICES, INC
Firm CRD 147260 · CA · Reported as state-registered
Registration date: 2008-06-04
- RUGH FINANCIAL
Firm CRD 147310 · CA · Reported as state-registered
Registration date: 2008-06-10
- STONEBRIDGE CAPITAL MANAGEMENT NW, LLC
Firm CRD 147392 · CA · Reported as state-registered
Registration date: 2009-03-13
- MICHAEL P LYNCH WEALTH MANAGEMENT, LLC
Firm CRD 147450 · CA · Reported as state-registered
Registration date: 2009-01-26
- GOLDEN STATE ADVISORS, LLC
Firm CRD 147475 · CA · Reported as state-registered
Registration date: 2008-08-06
- LEGION CAPITAL MANAGEMENT, LLC
Firm CRD 147552 · CA · Reported as state-registered
Registration date: 2008-08-20