State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- KENNEDY WEALTH MANAGEMENT, LLC
Firm CRD 147573 · CA · Reported as state-registered
Registration date: 2008-10-14
- FREQUENCY CAPITAL ADVISORS, LLC
Firm CRD 147604 · CA · Reported as state-registered
Registration date: 2008-08-18
- CASTLEWOOD FINANCIAL ADVISORS, LLC
Firm CRD 147624 · CA · Reported as state-registered
Registration date: 2008-12-15
- BDC INVESTMENT ADVISORS, LLC
Firm CRD 147627 · CA · Reported as state-registered
Registration date: 2008-10-10
- PACIFIC TRUST WEALTH MANAGEMENT
Firm CRD 147672 · CA · Reported as state-registered
Registration date: 2014-02-14
- DAVENPORT ADVISORS 14 LLC
Firm CRD 147675 · CA · Reported as state-registered
Registration date: 2009-01-01
- ZRCOR INC.
Firm CRD 147705 · CA · Reported as state-registered
Registration date: 2008-08-20
- HARNETT INVESTMENT ADVISERS LLC
Firm CRD 147801 · CA · Reported as state-registered
Registration date: 2008-08-13
- BBN MANAGEMENT, LLC
Firm CRD 147954 · CA · Reported as state-registered
Registration date: 2019-01-22
- JOINER FINANCIAL, LLC
Firm CRD 147962 · CA · Reported as state-registered
Registration date: 2008-10-21
- MERITAGE WEALTH ADVISORY, LLC
Firm CRD 147969 · CA · Reported as state-registered
Registration date: 2009-01-06
- DIABLO INVESTMENT ADVISORS, LLC
Firm CRD 148139 · CA · Reported as state-registered
Registration date: 2009-05-12
- PACIFIC ROCK CAPITAL, LLC
Firm CRD 148154 · CA · Reported as state-registered
Registration date: 2008-10-06
- JS ALAN, LLC
Firm CRD 148163 · CA · Reported as state-registered
Registration date: 2008-10-20
- A.T. LLOYD'S, INC
Firm CRD 148225 · CA · Reported as state-registered
Registration date: 2016-03-28
- SIMPLE PORTFOLIO MANAGEMENT, INC.
Firm CRD 148263 · CA · Reported as state-registered
Registration date: 2021-03-11
- PARAH CAPITAL MANAGEMENT, LLC
Firm CRD 148353 · CA · Reported as state-registered
Registration date: 2009-09-29
- RELIANCE INVESTING, INC.
Firm CRD 148481 · CA · Reported as state-registered
Registration date: 2018-03-29
- NARDENE WEALTH MANAGEMENT INC
Firm CRD 148528 · CA · Reported as state-registered
Registration date: 2008-10-28
- AGILE FINANCIAL PLANNING, LLC
Firm CRD 148547 · CA · Reported as state-registered
Registration date: 2009-05-14
- KOCH CAPITAL MANAGEMENT LLC
Firm CRD 148575 · CA · Reported as state-registered
Registration date: 2008-11-12
- BAUGHMAN FINANCIAL GROUP
Firm CRD 148649 · CA · Reported as state-registered
Registration date: 2012-04-30
- CAPITAL SYNERGY PARTNERS
Firm CRD 148733 · CA · Reported as state-registered
Registration date: 2011-05-23
- MEYERS WEALTH MANAGEMENT
Firm CRD 148734 · CA · Reported as state-registered
Registration date: 2009-11-12
- CONKLIN FINANCIAL PLANNING
Firm CRD 148755 · CA · Reported as state-registered
Registration date: 2017-08-16