State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- KANAKA STRATEGIES
Firm CRD 148800 · CA · Reported as state-registered
Registration date: 2009-01-01
- MEGAN ROUSE FINANCIAL PLANNING
Firm CRD 148846 · CA · Reported as state-registered
Registration date: 2009-02-02
- PLATLER CAPITAL MANAGEMENT LLC
Firm CRD 148911 · CA · Reported as state-registered
Registration date: 2009-01-07
- HUTCHISON ROAD PARTNERS, LLC
Firm CRD 149028 · CA · Reported as state-registered
Registration date: 2025-03-06
- WHITESPACE FINANCIAL, LLC
Firm CRD 149069 · CA · Reported as state-registered
Registration date: 2009-10-07
- ESI FINANCIAL SERVICES, INC.
Firm CRD 149082 · CA · Reported as state-registered
Registration date: 2009-01-16
- SERVICE ONE FINANCIAL
Firm CRD 149137 · CA · Reported as state-registered
Registration date: 2009-02-24
- DIAMOND HEAD FINANCIAL ADVISORS LLC
Firm CRD 149158 · CA · Reported as state-registered
Registration date: 2019-05-31
- VERAISON ASSET MANAGEMENT, LLC
Firm CRD 149196 · CA · Reported as state-registered
Registration date: 2009-09-14
- MDC FINANCIAL RESEARCH, LLC
Firm CRD 149221 · CA · Reported as state-registered
Registration date: 2009-12-24
- BROOMFIELD ADVISORY & MANAGEMENT
Firm CRD 149434 · CA · Reported as state-registered
Registration date: 2009-04-29
- PINEDO FINANCIAL SERVICES
Firm CRD 149450 · CA · Reported as state-registered
Registration date: 2009-04-24
- HARVEST FINANCIAL GROUP, LLC
Firm CRD 149503 · CA · Reported as state-registered
Registration date: 2019-11-01
- THIRD EYE ASSOCIATES, LTD
Firm CRD 149627 · CA · Reported as state-registered
Registration date: 2022-01-01
- RN WEALTH ADVISORS, LLC
Firm CRD 149628 · CA · Reported as state-registered
Registration date: 2009-07-08
- SCUNDI INVESTMENT MANAGEMENT, LLC
Firm CRD 149633 · CA · Reported as state-registered
Registration date: 2009-05-11
- PACIFIC SHORES INVESTMENT ADVISORS
Firm CRD 149710 · CA · Reported as state-registered
Registration date: 2017-07-25
- RIVERFLOW WEALTH MANAGEMENT, LLC
Firm CRD 149725 · CA · Reported as state-registered
Registration date: 2011-01-01
- LAGUNA FINANCIAL ADVISORY
Firm CRD 149757 · CA · Reported as state-registered
Registration date: 2011-11-15
- HIP INVESTOR, INC.
Firm CRD 149825 · CA · Reported as state-registered
Registration date: 2009-06-09
- RETIREMENT WEALTH GROUP, INC
Firm CRD 149878 · CA · Reported as state-registered
Registration date: 2009-08-17
- GORDON CARLSON & ASSOCIATES
Firm CRD 149891 · CA · Reported as state-registered
Registration date: 2012-04-20
- PEAK WEALTH ADVISORS, INC.
Firm CRD 149922 · CA · Reported as state-registered
Registration date: 2009-11-17
- HWONG
Firm CRD 149925 · CA · Reported as state-registered
Registration date: 2009-07-20
- ASPEN GROVE INVESTMENT MANAGEMENT, LLC
Firm CRD 150038 · CA · Reported as state-registered
Registration date: 2011-01-04