State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- THE BLAKELEY GROUP INC
Firm CRD 150066 · CA · Reported as state-registered
Registration date: 2012-07-11
- RAILROAD CANYON INSURANCE AND FINANCIAL SERVICES
Firm CRD 150168 · CA · Reported as state-registered
Registration date: 2011-02-03
- D.R. HARRIS & CO.
Firm CRD 150174 · CA · Reported as state-registered
Registration date: 2009-07-21
- THE MCBRIDE GROUP
Firm CRD 150179 · CA · Reported as state-registered
Registration date: 2009-09-23
- CROSSPOINT CAPITAL MANAGEMENT
Firm CRD 150212 · CA · Reported as state-registered
Registration date: 2019-05-22
- SOUTH AVENUE INVESTMENT PARTNERS, LLC
Firm CRD 150267 · CA · Reported as state-registered
Registration date: 2022-01-18
- DEVIL MOUNTAIN INVESTMENT MANAGEMENT
Firm CRD 150278 · CA · Reported as state-registered
Registration date: 2009-09-22
- THE JONES STEWARDSHIP GROUP, LLC
Firm CRD 150314 · CA · Reported as state-registered
Registration date: 2009-06-24
- MUCH WEALTH MANAGEMENT, INC.
Firm CRD 150356 · CA · Reported as state-registered
Registration date: 2009-09-23
- THE FINANCIAL COACHING GROUP, INC.
Firm CRD 150371 · CA · Reported as state-registered
Registration date: 2009-06-30
- FAUST CAPITAL MANAGEMENT, LLC
Firm CRD 150372 · CA · Reported as state-registered
Registration date: 2009-07-02
- LAURENCE FINANCIAL PLANNING LLC
Firm CRD 150401 · CA · Reported as state-registered
Registration date: 2013-02-22
- RGB CAPITAL GROUP
Firm CRD 150420 · CA · Reported as state-registered
Registration date: 2009-08-03
- ALIGN INVESTMENT ADVISORS, LLC
Firm CRD 150501 · CA · Reported as state-registered
Registration date: 2009-07-15
- EDWARDS FINANCIAL SERVICES
Firm CRD 150517 · CA · Reported as state-registered
Registration date: 2026-05-20
- ANDORRA INVESTMENT MANAGEMENT, INC.
Firm CRD 150527 · CA · Reported as state-registered
Registration date: 2009-09-08
- KEEFER PENSION CONSULTING, INC.
Firm CRD 150657 · CA · Reported as state-registered
Registration date: 2012-07-12
- THE SULLIVAN GROUP
Firm CRD 150705 · CA · Reported as state-registered
Registration date: 2014-04-16
- LANNING FINANCIAL INC.
Firm CRD 150710 · CA · Reported as state-registered
Registration date: 2010-02-26
- DPCM
Firm CRD 150717 · CA · Reported as state-registered
Registration date: 2013-04-19
- SILA VALUE ADVISORS, LLC
Firm CRD 150760 · CA · Reported as state-registered
Registration date: 2009-10-06
- MARIPOSA CAPITAL MANAGEMENT, LLC
Firm CRD 150870 · CA · Reported as state-registered
Registration date: 2020-01-31
- HENDERSON ASSET MANAGEMENT, LLC
Firm CRD 150876 · CA · Reported as state-registered
Registration date: 2009-09-24
- COBB PLANNING GROUP
Firm CRD 150880 · CA · Reported as state-registered
Registration date: 2009-09-01
- THE RETIREMENT READINESS INSTITUTE
Firm CRD 151123 · CA · Reported as state-registered
Registration date: 2010-01-01