State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- KILIMANJARO CAPITAL, LLC
Firm CRD 152262 · CA · Reported as state-registered
Registration date: 2010-02-22
- GOSHO FINANCIAL GROUP
Firm CRD 152268 · CA · Reported as state-registered
Registration date: 2016-02-04
- RICHNER CAPITAL LLC
Firm CRD 152281 · CA · Reported as state-registered
Registration date: 2010-03-03
- PALMETTO ADVISORY
Firm CRD 152286 · CA · Reported as state-registered
Registration date: 2024-05-15
- FINANCIAL COACHING PARTNERS LLC
Firm CRD 152306 · CA · Reported as state-registered
Registration date: 2010-01-29
- DOLAN PARTNERS LLC
Firm CRD 152317 · CA · Reported as state-registered
Registration date: 2010-04-12
- ASESORIA FINANCIERA INDEPENDIENTE, INC.
Firm CRD 152439 · CA · Reported as state-registered
Registration date: 2018-05-25
- LA LOMA CAPITAL
Firm CRD 152440 · CA · Reported as state-registered
Registration date: 2010-02-25
- JAC WEALTH MANAGEMENT SERVICES, LLC
Firm CRD 152456 · CA · Reported as state-registered
Registration date: 2010-02-18
- SECOND MOUNTAIN FINANCIAL, INC.
Firm CRD 152493 · CA · Reported as state-registered
Registration date: 2017-01-18
- XITRIGHT
Firm CRD 152495 · CA · Reported as state-registered
Registration date: 2010-01-25
- COMPASS FINANCIAL, LLC
Firm CRD 152558 · CA · Reported as state-registered
Registration date: 2010-02-17
- CHAOS SOLVED, INC.
Firm CRD 152570 · CA · Reported as state-registered
Registration date: 2010-02-22
- ANDREW ARROYO INVESTMENTS, LLC
Firm CRD 152691 · CA · Reported as state-registered
Registration date: 2018-02-21
- IFL FINANCIAL ADVISORS
Firm CRD 152713 · CA · Reported as state-registered
Registration date: 2010-03-10
- RLC CAPITAL MANAGEMENT
Firm CRD 152801 · CA · Reported as state-registered
Registration date: 2012-09-12
- ZH WEALTH MANAGEMENT, LLC
Firm CRD 152819 · CA · Reported as state-registered
Registration date: 2016-09-02
- SIMPLE WEALTH LLC
Firm CRD 152865 · CA · Reported as state-registered
Registration date: 2026-07-27
- RIC KOMAREK, CFP
Firm CRD 152947 · CA · Reported as state-registered
Registration date: 2010-03-17
- SIMPLYSMART ASSET MANAGEMENT
Firm CRD 152991 · CA · Reported as state-registered
Registration date: 2010-04-05
- GESAR CAPITAL MANAGEMENT
Firm CRD 153043 · CA · Reported as state-registered
Registration date: 2010-12-22
- QUANTS CAPITAL MANAGEMENT, INC
Firm CRD 153124 · CA · Reported as state-registered
Registration date: 2019-01-30
- OAKLEAF ASSET ADVISORS
Firm CRD 153182 · CA · Reported as state-registered
Registration date: 2010-04-19
- FIRMO INVESTMENT CONSULTING SERVICES
Firm CRD 153185 · CA · Reported as state-registered
Registration date: 2011-06-03
- EDMD FINANCIAL STRATEGIES, LLC
Firm CRD 153242 · CA · Reported as state-registered
Registration date: 2010-08-24