State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- IN TOUCH FINANCIAL SERVICES
Firm CRD 153249 · CA · Reported as state-registered
Registration date: 2016-01-25
- FLETCHER CAPITAL MANAGEMENT
Firm CRD 153360 · CA · Reported as state-registered
Registration date: 2022-07-12
- CATOOSA FUND MANAGEMENT LLC
Firm CRD 153369 · CA · Reported as state-registered
Registration date: 2018-02-05
- SML CAPITAL LLC
Firm CRD 153416 · CA · Reported as state-registered
Registration date: 2010-04-29
- CRENSHAW CAPITAL MANAGEMENT
Firm CRD 153427 · CA · Reported as state-registered
Registration date: 2010-11-12
- ACELA CAPITAL MANAGEMENT, LLC
Firm CRD 153444 · CA · Reported as state-registered
Registration date: 2011-03-08
- CRYSTAL INVESTMENT MANAGEMENT
Firm CRD 153500 · CA · Reported as state-registered
Registration date: 2010-07-09
- ARKENSTONE FINANCIAL, LLC
Firm CRD 153530 · CA · Reported as state-registered
Registration date: 2011-01-04
- AMS CAPITAL MANAGEMENT LLC
Firm CRD 153540 · CA · Reported as state-registered
Registration date: 2011-03-07
- STEWARD FINANCIAL SERVICES, LLC
Firm CRD 153609 · CA · Reported as state-registered
Registration date: 2023-05-26
- BELLWETHER CAPITAL MANAGEMENT LLC
Firm CRD 153633 · CA · Reported as state-registered
Registration date: 2011-01-26
- BLOM LEVY & CO., LLC
Firm CRD 153779 · CA · Reported as state-registered
Registration date: 2011-05-11
- AVAARI FINANCIAL
Firm CRD 153855 · CA · Reported as state-registered
Registration date: 2020-01-29
- MASTER STRUCTURED ALTERNATIVE ASSET RELATED STRATEGIES, LLC
Firm CRD 153888 · CA · Reported as state-registered
Registration date: 2012-07-02
- MAZE INVESTMENTS, LLC
Firm CRD 153913 · CA · Reported as state-registered
Registration date: 2026-09-24
- EPISTEME ADVISORS
Firm CRD 153919 · CA · Reported as state-registered
Registration date: 2010-09-29
- MB INMAN INVESTMENT ADVISORS, LLC
Firm CRD 153963 · CA · Reported as state-registered
Registration date: 2022-02-15
- ALLIED VALUE, LLC
Firm CRD 153965 · CA · Reported as state-registered
Registration date: 2010-10-06
- ATLANTIC INVESTMENTS A REGISTERED INVESTMENT ADVISOR, INC
Firm CRD 154001 · CA · Reported as state-registered
Registration date: 2010-09-09
- THREE SIGMA CAPITAL, LLC
Firm CRD 154013 · CA · Reported as state-registered
Registration date: 2011-01-01
- DERDERIAN WEALTH MANAGEMENT, LLC
Firm CRD 154025 · CA · Reported as state-registered
Registration date: 2024-01-23
- KULEANA WEALTH ADVISORS
Firm CRD 154028 · CA · Reported as state-registered
Registration date: 2010-08-25
- WOLFSON WEALTH MANAGEMENT
Firm CRD 154034 · CA · Reported as state-registered
Registration date: 2011-01-06
- ROTH CAPITAL PARTNERS, LLC
Firm CRD 15407 · CA · Reported as state-registered
Registration date: 2001-05-07
- EMERALD WAVES INVESTMENTS, LLC
Firm CRD 154095 · CA · Reported as state-registered
Registration date: 2010-07-20