State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- VERTICAL WEALTH MANAGEMENT
Firm CRD 154953 · CA · Reported as state-registered
Registration date: 2026-06-24
- HEYMAN WEALTH MANAGEMENT, LLC
Firm CRD 154971 · CA · Reported as state-registered
Registration date: 2010-11-29
- LAMPLIGHTER CAPITAL MANAGEMENT
Firm CRD 155066 · CA · Reported as state-registered
Registration date: 2011-01-04
- RHM CAPITAL MANAGEMENT, INC.
Firm CRD 155229 · CA · Reported as state-registered
Registration date: 2011-03-10
- SETTLEMENT CAPITAL ADVISORS
Firm CRD 155250 · CA · Reported as state-registered
Registration date: 2026-07-23
- TOURMALINE CAPITAL MANAGEMENT LLC
Firm CRD 155294 · CA · Reported as state-registered
Registration date: 2011-03-02
- HOWARD FINANCIAL
Firm CRD 155323 · CA · Reported as state-registered
Registration date: 2011-01-12
- CORE ASSET MANAGEMENT, LLC
Firm CRD 155385 · CA · Reported as state-registered
Registration date: 2011-05-31
- ONEMONEY
Firm CRD 155391 · CA · Reported as state-registered
Registration date: 2021-02-11
- ALEPH INVESTMENTS, LLC
Firm CRD 155404 · CA · Reported as state-registered
Registration date: 2014-11-06
- SPRINGREEF LLC
Firm CRD 155455 · CA · Reported as state-registered
Registration date: 2024-11-05
- HURLEY WEALTH MANAGEMENT GROUP, INC
Firm CRD 155475 · CA · Reported as state-registered
Registration date: 2011-07-07
- ACI WEALTH ADVISORS
Firm CRD 155494 · CA · Reported as state-registered
Registration date: 2013-03-15
- WILLIS FINANCIAL SERVICES, INC.
Firm CRD 155501 · CA · Reported as state-registered
Registration date: 2011-01-26
- BEHAGE FINANCIAL
Firm CRD 155519 · CA · Reported as state-registered
Registration date: 2011-07-26
- HEINZ GLOBAL ASSET MANAGEMENT, INC.
Firm CRD 155610 · CA · Reported as state-registered
Registration date: 2011-04-12
- ROWE CONSULTING GROUP, LLC
Firm CRD 155611 · CA · Reported as state-registered
Registration date: 2023-05-03
- CANDOR FINANCIAL, LLC
Firm CRD 155632 · CA · Reported as state-registered
Registration date: 2023-02-03
- OBEL FINANCIAL ADVISORS
Firm CRD 155640 · CA · Reported as state-registered
Registration date: 2011-02-14
- TAMARIND FINANCIAL PLANNING
Firm CRD 155651 · CA · Reported as state-registered
Registration date: 2011-01-13
- KFICO, LLC REGISTERED INVESTMENT ADVISOR
Firm CRD 155673 · CA · Reported as state-registered
Registration date: 2017-01-25
- FOCUSYOU
Firm CRD 155690 · CA · Reported as state-registered
Registration date: 2011-02-11
- DAVID, ALAN R.
Firm CRD 155700 · CA · Reported as state-registered
Registration date: 2014-05-30
- PACIFIC CREST FINANCIAL ADVISORS, LLC
Firm CRD 155774 · CA · Reported as state-registered
Registration date: 2011-01-27
- FOCUS POINT CAPITAL LLC
Firm CRD 155819 · CA · Reported as state-registered
Registration date: 2022-12-05