State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
674 published state registrations on 674 distinct firm CRDs.
- RJ PACE FINANCIAL
Firm CRD 125676 · AZ · Reported as state-registered
Registration date: 2003-04-29
- BUTTONWOOD ADVISORS, LLC
Firm CRD 126058 · AZ · Reported as state-registered
Registration date: 2010-04-07
- FIDUCIARY CAPITAL, INC.
Firm CRD 126178 · AZ · Reported as state-registered
Registration date: 2025-07-17
- DOGWOOD CAPITAL MANAGEMENT
Firm CRD 126568 · AZ · Reported as state-registered
Registration date: 2026-06-29
- ABBEY HILL FINANCIAL ADVISORS, LLC
Firm CRD 126813 · AZ · Reported as state-registered
Registration date: 2021-08-13
- MARK BUSSEY & ASSOCIATES, LC
Firm CRD 126899 · AZ · Reported as state-registered
Registration date: 2008-10-10
- WORTHWHILE WEALTH COUNCIL
Firm CRD 126918 · AZ · Reported as state-registered
Registration date: 2014-06-02
- ANDORRA CAPITAL
Firm CRD 127045 · AZ · Reported as state-registered
Registration date: 2012-08-06
- SCHWAN FINANCIAL ADVISORS, LLC
Firm CRD 127313 · AZ · Reported as state-registered
Registration date: 2012-06-27
- SECOND LOOK FINANCIAL, LLC.
Firm CRD 128028 · AZ · Reported as state-registered
Registration date: 2003-10-09
- SENSIBLE INVESTMENT STRATEGIES, LLC
Firm CRD 128079 · AZ · Reported as state-registered
Registration date: 2003-09-09
- QUORUM ADVISORS
Firm CRD 128147 · AZ · Reported as state-registered
Registration date: 2022-06-07
- P3 FINANCIAL MANAGEMENT, LLC
Firm CRD 129497 · AZ · Reported as state-registered
Registration date: 2004-03-01
- WEISS FINANCIAL SERVICES
Firm CRD 129647 · AZ · Reported as state-registered
Registration date: 2004-01-14
- NET WORTH SOLUTIONS LLC
Firm CRD 129704 · AZ · Reported as state-registered
Registration date: 2004-03-01
- STONEWALL EQUITIES, LTD.
Firm CRD 130015 · AZ · Reported as state-registered
Registration date: 2016-05-31
- JIM HANNLEY, LLC
Firm CRD 130319 · AZ · Reported as state-registered
Registration date: 2004-10-21
- RHG ADVISORS LLC
Firm CRD 131836 · AZ · Reported as state-registered
Registration date: 2012-04-16
- ROGUE ADVISORS, LLC
Firm CRD 132105 · AZ · Reported as state-registered
Registration date: 2024-01-01
- LENNOX FINANCIAL
Firm CRD 132182 · AZ · Reported as state-registered
Registration date: 2006-09-25
- CLC CAPITAL MANAGEMENT
Firm CRD 132224 · AZ · Reported as state-registered
Registration date: 2004-09-09
- R.B. FINANCIAL GROUP
Firm CRD 132444 · AZ · Reported as state-registered
Registration date: 2018-03-15
- PREMIER SOUTHWEST PLANNING GROUP, LLC
Firm CRD 132868 · AZ · Reported as state-registered
Registration date: 2005-01-01
- KURT OELZE, LLC
Firm CRD 132874 · AZ · Reported as state-registered
Registration date: 2004-11-29
- TONY CHRAMPANIS & CO., L.L.C.
Firm CRD 133254 · AZ · Reported as state-registered
Registration date: 2005-01-01