State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
6,602 published state registrations on 5,942 distinct firm CRDs.
- FINANCIAL ANALYTICAL SERVICES, INC.
Firm CRD 136001 · CA · Reported as state-registered
Registration date: 1980-01-01
- COVEXIC LLC
Firm CRD 136007 · CA · Reported as state-registered
Registration date: 2005-09-12
- WEALTH MANAGEMENT ADVISORS, LLC
Firm CRD 136051 · CA · Reported as state-registered
Registration date: 2012-08-22
- QUALITY WEALTH MANAGEMENT
Firm CRD 136071 · CA · Reported as state-registered
Registration date: 2003-08-12
- SPRING CAPITAL MANAGEMENT
Firm CRD 136073 · CA · Reported as state-registered
Registration date: 1999-08-02
- JLJ CAPITAL MANAGEMENT, LLC
Firm CRD 136091 · TX · Reported as state-registered
Registration date: 2006-03-02
- PLAN B INVESTMENTS, INC.
Firm CRD 136162 · CA · Reported as state-registered
Registration date: 2006-03-14
- FINANCIAL SECURITY PLANNING SERVICES, INC.
Firm CRD 136169 · CA · Reported as state-registered
Registration date: 2000-05-30
- INTERFUNDS
Firm CRD 136177 · CA · Reported as state-registered
Registration date: 1994-07-22
- PLAYBOOK ADVISERS LLC
Firm CRD 136194 · TX · Reported as state-registered
Registration date: 2023-12-20
- JAMES A. JIMENEZ
Firm CRD 136200 · CA · Reported as state-registered
Registration date: 1997-09-22
- MCDONELL, MARK ROBERT
Firm CRD 136210 · CA · Reported as state-registered
Registration date: 2000-05-05
- ALVARADO MANAGEMENT COMPANY
Firm CRD 136227 · CA · Reported as state-registered
Registration date: 1999-06-04
- GILMORE FINANCIAL SERVICES, LLC
Firm CRD 136249 · CA · Reported as state-registered
Registration date: 2005-10-24
- BENNING FINANCIAL GROUP, LLC
Firm CRD 136256 · CA · Reported as state-registered
Registration date: 2012-04-13
- BARTLETT, LAWRENCE E
Firm CRD 136282 · CA · Reported as state-registered
Registration date: 1987-09-24
- MKG CAPITAL MANAGEMENT, LLC
Firm CRD 136286 · CA · Reported as state-registered
Registration date: 2000-01-12
- BELVILLE FINANCIAL ADVISORS
Firm CRD 136290 · CA · Reported as state-registered
Registration date: 1995-01-01
- JSW GLOBAL CAPITAL GROUP
Firm CRD 136295 · CA · Reported as state-registered
Registration date: 1990-03-30
- D & T FINANCIAL ADVISORS, INC.
Firm CRD 136297 · CA · Reported as state-registered
Registration date: 1995-09-27
- KS GLOBAL ADVISORS, INC.
Firm CRD 136308 · CA · Reported as state-registered
Registration date: 1996-10-01
- NO-LOAD ASSET MANAGEMENT
Firm CRD 136309 · CA · Reported as state-registered
Registration date: 1997-07-18
- ANTONIO ANDRADE, CFP
Firm CRD 136312 · CA · Reported as state-registered
Registration date: 1990-08-21
- PHARAOH FINANCIAL GROUP, INC.
Firm CRD 136319 · CA · Reported as state-registered
Registration date: 2001-03-19
- PINNACLE RETIREMENT & FINANCIAL PLANNING
Firm CRD 136331 · CA · Reported as state-registered
Registration date: 1998-01-01