State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- MARRAM INVESTMENT MANAGEMENT, LLC
Firm CRD 155821 · CA · Reported as state-registered
Registration date: 2013-06-26
- DIABLO VISTA CAPITAL, LLC
Firm CRD 155830 · CA · Reported as state-registered
Registration date: 2011-01-21
- EL CAMINO REAL FINANCIAL ADVISORS
Firm CRD 155883 · CA · Reported as state-registered
Registration date: 2015-01-15
- PINYON PINE CAPITAL LLC
Firm CRD 155916 · CA · Reported as state-registered
Registration date: 2011-02-08
- FD BALL INVESTMENT ADVISORS, LLC
Firm CRD 155944 · CA · Reported as state-registered
Registration date: 2020-08-10
- GOTO FINANCIAL
Firm CRD 155948 · CA · Reported as state-registered
Registration date: 2012-06-26
- FINANCIALLY HEALTHY, LLC
Firm CRD 156022 · CA · Reported as state-registered
Registration date: 2011-03-18
- ALPHA RUSH, LLC
Firm CRD 156068 · CA · Reported as state-registered
Registration date: 2011-02-25
- AGF ADVISORS
Firm CRD 156071 · CA · Reported as state-registered
Registration date: 2011-02-16
- MILTONIAN CAPITAL MANAGEMENT, LLC
Firm CRD 156144 · CA · Reported as state-registered
Registration date: 2011-02-23
- KLOCKE CAPITAL GROUP, LLC
Firm CRD 156160 · CA · Reported as state-registered
Registration date: 2015-05-07
- INTEGROUS
Firm CRD 156189 · CA · Reported as state-registered
Registration date: 2011-03-15
- LPM ADVISORS, LLC
Firm CRD 156192 · CA · Reported as state-registered
Registration date: 2011-05-24
- BURLINGAME INVESTMENT GROUP LLC
Firm CRD 156279 · CA · Reported as state-registered
Registration date: 2011-05-12
- DIVERSIFIED FINANCIAL MANAGEMENT GROUP, LLC
Firm CRD 156292 · CA · Reported as state-registered
Registration date: 2012-02-29
- LEPPLA CAPITAL MANAGEMENT LLC
Firm CRD 156328 · CA · Reported as state-registered
Registration date: 2011-07-18
- MARKI FINANCIAL SERVICES, LLC
Firm CRD 156404 · CA · Reported as state-registered
Registration date: 2011-03-18
- RIGHT BRAIN MONEY
Firm CRD 156420 · CA · Reported as state-registered
Registration date: 2011-05-10
- HIGHLANDS WEALTH ADVISORS, LLC
Firm CRD 156428 · CA · Reported as state-registered
Registration date: 2011-03-11
- LODESTONE CAPITAL SOLUTIONS LLC
Firm CRD 156520 · CA · Reported as state-registered
Registration date: 2011-04-19
- INVESTMENT MANAGEMENT
Firm CRD 156523 · CA · Reported as state-registered
Registration date: 2011-04-19
- ALPHA SOLUTIONS INVESTMENT ADVISORS
Firm CRD 156541 · CA · Reported as state-registered
Registration date: 2011-04-28
- CARRINGTON FINANCIAL PLANNING, LLC
Firm CRD 156554 · CA · Reported as state-registered
Registration date: 2023-10-31
- PIERPONT INVESTMENT GROUP, LLC
Firm CRD 156614 · CA · Reported as state-registered
Registration date: 2011-05-04
- ZOR CAPITAL, LLC
Firm CRD 156830 · CA · Reported as state-registered
Registration date: 2016-12-27