State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- THE PROCESS MANAGEMENT GROUP, LLC
Firm CRD 157100 · CA · Reported as state-registered
Registration date: 2017-02-02
- NEW RIVER INVESTMENTS
Firm CRD 157173 · CA · Reported as state-registered
Registration date: 2014-08-18
- INVESTMENT ADVISOR ASSOCIATES, INC.
Firm CRD 157219 · CA · Reported as state-registered
Registration date: 2018-02-20
- KALO CAPITAL MANAGEMENT, LLC
Firm CRD 157232 · CA · Reported as state-registered
Registration date: 2021-04-02
- JLB CAPITAL MANAGEMENT LLC
Firm CRD 157305 · CA · Reported as state-registered
Registration date: 2011-07-13
- NIDHI CAPITAL, LLC
Firm CRD 157319 · CA · Reported as state-registered
Registration date: 2012-10-10
- GLOBAL DIVERSIFIED INVESTMENTS
Firm CRD 157326 · CA · Reported as state-registered
Registration date: 2013-01-08
- COMPASS TECHNOLOGY GROUP, INC.
Firm CRD 157388 · CA · Reported as state-registered
Registration date: 2012-01-11
- PRIME CAPITAL EQUITIES LLC
Firm CRD 157411 · CA · Reported as state-registered
Registration date: 2011-08-10
- MONEYWISE FINANCIAL ADVISORS
Firm CRD 157446 · CA · Reported as state-registered
Registration date: 2011-08-15
- BEACON FINANCIAL MANAGEMENT LLC
Firm CRD 157454 · CA · Reported as state-registered
Registration date: 2011-07-06
- KAITZ INVESTMENTS INC.
Firm CRD 157459 · CA · Reported as state-registered
Registration date: 2012-07-30
- AC3 CAPITAL
Firm CRD 157547 · CA · Reported as state-registered
Registration date: 2012-04-27
- ROSS FINANCIAL GROUP
Firm CRD 157627 · CA · Reported as state-registered
Registration date: 2011-06-30
- COMMUNITAS FINANCIAL PLANNING PBC
Firm CRD 157708 · CA · Reported as state-registered
Registration date: 2011-10-25
- STRATEGIC INCOME ADVISORS
Firm CRD 157843 · CA · Reported as state-registered
Registration date: 2011-10-07
- OLSON, CROSS & ALAMO ADVISORS LLC
Firm CRD 157960 · CA · Reported as state-registered
Registration date: 2015-05-21
- TAOS INVESTMENT ADVISORS, LLC
Firm CRD 158056 · CA · Reported as state-registered
Registration date: 2019-02-21
- DAVID ETTL FINANCIAL
Firm CRD 158127 · CA · Reported as state-registered
Registration date: 2011-09-13
- LANCE PARKER WEALTH MANAGEMENT
Firm CRD 158251 · CA · Reported as state-registered
Registration date: 2011-09-02
- LDL CAPITAL MANAGEMENT, LLC
Firm CRD 158275 · CA · Reported as state-registered
Registration date: 2013-04-24
- KATY SONG FINANCIAL PLANNING, INC.
Firm CRD 158288 · CA · Reported as state-registered
Registration date: 2011-08-11
- TUSKER CAPITAL, LLC
Firm CRD 158300 · CA · Reported as state-registered
Registration date: 2013-06-12
- TRANSPARENT 401K
Firm CRD 158308 · CA · Reported as state-registered
Registration date: 2011-11-03
- JMN INVESTMENT MANAGEMENT LLC
Firm CRD 158357 · CA · Reported as state-registered
Registration date: 2012-01-26