State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- CORCORAN WEALTH MANAGEMENT LLC
Firm CRD 162162 · CA · Reported as state-registered
Registration date: 2013-08-02
- WRIGHT WEALTH MANAGEMENT, LLC
Firm CRD 162326 · CA · Reported as state-registered
Registration date: 2021-04-26
- ACCRESCENT CAPITAL MANAGEMENT LLC
Firm CRD 162919 · CA · Reported as state-registered
Registration date: 2012-05-29
- SKYSPHERE LLC
Firm CRD 162967 · CA · Reported as state-registered
Registration date: 2012-06-12
- JOHNSON, MARSHALL, LEE
Firm CRD 163134 · CA · Reported as state-registered
Registration date: 2013-05-07
- GP WEALTH MANAGEMENT, LLC
Firm CRD 163442 · CA · Reported as state-registered
Registration date: 2012-06-21
- QCI PARTNERS LLC
Firm CRD 163567 · CA · Reported as state-registered
Registration date: 2018-03-22
- AFS INVESTMENTS
Firm CRD 163928 · CA · Reported as state-registered
Registration date: 2012-07-17
- THE GUARDINO FINANCIAL GROUP
Firm CRD 163931 · CA · Reported as state-registered
Registration date: 2013-01-01
- HAWLEY PERSONAL FINANCE
Firm CRD 164010 · CA · Reported as state-registered
Registration date: 2012-05-16
- SAGEVEST FINANCIAL ADVISORS, LLC
Firm CRD 164047 · CA · Reported as state-registered
Registration date: 2012-05-25
- LBG ADVISOR
Firm CRD 164065 · CA · Reported as state-registered
Registration date: 2012-05-30
- ROSSI FINANCIAL GROUP
Firm CRD 164096 · CA · Reported as state-registered
Registration date: 2012-05-10
- JARROD ADAMS INVESTING, LLC
Firm CRD 164119 · CA · Reported as state-registered
Registration date: 2020-12-21
- BEVERLY HILLS CAPITAL MANAGEMENT LLC
Firm CRD 164142 · CA · Reported as state-registered
Registration date: 2012-06-13
- DANA WHITING FINANCIAL, LLC
Firm CRD 164151 · CA · Reported as state-registered
Registration date: 2025-11-14
- COUNTERPOINT ASSET MANAGEMENT LLC
Firm CRD 164291 · CA · Reported as state-registered
Registration date: 2012-07-30
- STS WEALTH MANAGEMENT, INC.
Firm CRD 164497 · CA · Reported as state-registered
Registration date: 2012-08-02
- HAWKINS CAPITAL ADVISORS
Firm CRD 164534 · CA · Reported as state-registered
Registration date: 2012-06-22
- MONEY INTELLIGENCE
Firm CRD 164597 · CA · Reported as state-registered
Registration date: 2017-01-30
- NEW SPRING FINANCIAL PLANNING, LLC
Firm CRD 164647 · CA · Reported as state-registered
Registration date: 2012-11-14
- RJ HILL'S FINANCIAL SERVICES, LLC
Firm CRD 164682 · CA · Reported as state-registered
Registration date: 2014-03-28
- VICTORWEALTH, LLC
Firm CRD 164690 · CA · Reported as state-registered
Registration date: 2018-02-02
- WEN CAPITAL ADVISORY GROUP, INC.
Firm CRD 164701 · CA · Reported as state-registered
Registration date: 2012-07-13
- SPRINGTRU, LLC
Firm CRD 164776 · CA · Reported as state-registered
Registration date: 2025-07-30