State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- JANIAN INVESTMENT ADVISERS, LLC
Firm CRD 164807 · CA · Reported as state-registered
Registration date: 2021-07-20
- THE SWANSON FINANCIAL GROUP
Firm CRD 164869 · CA · Reported as state-registered
Registration date: 2012-08-28
- GALLATIN FINANCIAL ADVISORS, LLC
Firm CRD 164901 · CA · Reported as state-registered
Registration date: 2024-03-21
- PACRIM ADVISORY SERVICES
Firm CRD 164906 · CA · Reported as state-registered
Registration date: 2018-01-23
- OBERLIN WEALTH PARTNERS, LLC
Firm CRD 164912 · CA · Reported as state-registered
Registration date: 2026-01-01
- HURON INVESTMENT MANAGEMENT, INC.
Firm CRD 164983 · CA · Reported as state-registered
Registration date: 2021-04-23
- SHANNAH L. COMPTON, CFP®, MBA
Firm CRD 165061 · CA · Reported as state-registered
Registration date: 2012-09-11
- ONESTA WEALTH MANAGEMENT, LLC
Firm CRD 165177 · CA · Reported as state-registered
Registration date: 2012-12-11
- CDFINANCIAL
Firm CRD 165317 · CA · Reported as state-registered
Registration date: 2016-01-20
- NANDI PATHEFINDER & FLOURISH FINANCIAL GROUP
Firm CRD 165340 · CA · Reported as state-registered
Registration date: 2013-02-22
- ADVENT CAPITAL LLC
Firm CRD 165348 · CA · Reported as state-registered
Registration date: 2013-05-30
- PLANNING WITHIN REACH, LLC
Firm CRD 165383 · CA · Reported as state-registered
Registration date: 2013-01-01
- JADIM WEALTH MANAGEMENT, LLC
Firm CRD 165415 · CA · Reported as state-registered
Registration date: 2019-08-26
- KAM AWRABI CAPITAL INVESTMENT COMPANY
Firm CRD 165426 · CA · Reported as state-registered
Registration date: 2013-01-03
- HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER
Firm CRD 165439 · CA · Reported as state-registered
Registration date: 2012-11-20
- NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC
Firm CRD 165451 · CA · Reported as state-registered
Registration date: 2026-06-12
- CANDENT CAPITAL, LLC
Firm CRD 165454 · CA · Reported as state-registered
Registration date: 2013-01-03
- POPLAR GLOBAL WEALTH MANAGEMENT LLC
Firm CRD 165532 · CA · Reported as state-registered
Registration date: 2013-05-02
- CLSA AMERICAS, LLC
Firm CRD 165533 · CA · Reported as state-registered
Registration date: 2019-01-01
- LAVA CREEK CAPITAL MANAGEMENT, LLC
Firm CRD 165536 · CA · Reported as state-registered
Registration date: 2019-06-25
- THE EVERGREEN ADVANTAGE MANAGEMENT, INC.
Firm CRD 165547 · CA · Reported as state-registered
Registration date: 2019-04-30
- CENTRIPLAN, LLC
Firm CRD 165583 · CA · Reported as state-registered
Registration date: 2016-01-14
- PROMINENCE CAPITAL
Firm CRD 165595 · CA · Reported as state-registered
Registration date: 2013-01-18
- RHB CAPITAL, INC.
Firm CRD 165625 · CA · Reported as state-registered
Registration date: 2012-11-19
- CONTINUUM FINANCIAL PARTNERS, LLC
Firm CRD 165694 · CA · Reported as state-registered
Registration date: 2013-02-06