State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- COMPASS WEALTH ADVISORS
Firm CRD 165749 · CA · Reported as state-registered
Registration date: 2013-01-01
- WAITS INVESTMENTS, LLC
Firm CRD 165785 · CA · Reported as state-registered
Registration date: 2014-08-05
- T.H. RAPKO & COMPANY, LLC
Firm CRD 165874 · CA · Reported as state-registered
Registration date: 2014-07-21
- PARK CAPITAL GROUP, INC.
Firm CRD 165884 · CA · Reported as state-registered
Registration date: 2013-01-14
- MONVIA FINANCIAL L.P.
Firm CRD 165932 · CA · Reported as state-registered
Registration date: 2013-05-17
- FILIPPINI INVESTMENT ADVISORY
Firm CRD 165943 · CA · Reported as state-registered
Registration date: 2013-03-07
- C 3 FINANCIAL STRATEGIES
Firm CRD 166000 · CA · Reported as state-registered
Registration date: 2013-01-03
- MERIWETHER FAMILY OFFICE, LLC
Firm CRD 166010 · CA · Reported as state-registered
Registration date: 2014-10-31
- FUSION FINANCIAL
Firm CRD 166026 · CA · Reported as state-registered
Registration date: 2017-01-18
- HASLET ADVISORS, LLC
Firm CRD 166034 · CA · Reported as state-registered
Registration date: 2020-02-12
- OPES CAPITAL GROUP, LLC
Firm CRD 166106 · CA · Reported as state-registered
Registration date: 2013-04-05
- EMERALD BLUE ADVISORS
Firm CRD 166113 · CA · Reported as state-registered
Registration date: 2013-02-04
- BARDI CO. LLC
Firm CRD 166134 · CA · Reported as state-registered
Registration date: 2022-01-13
- FINANCES FOR LIFE, LLC
Firm CRD 166163 · CA · Reported as state-registered
Registration date: 2013-04-19
- SEFTON FINANCIAL PLANNING
Firm CRD 166187 · CA · Reported as state-registered
Registration date: 2013-01-15
- ALPHAGLIDER LLC
Firm CRD 166218 · CA · Reported as state-registered
Registration date: 2013-02-21
- PISMO PACIFIC FINANCIAL SERVICES, LLC
Firm CRD 166260 · CA · Reported as state-registered
Registration date: 2013-03-11
- PIONEER ADVISORY
Firm CRD 166266 · CA · Reported as state-registered
Registration date: 2013-01-09
- FAULKNER FINANCIAL PLANNING, LLC
Firm CRD 166337 · CA · Reported as state-registered
Registration date: 2013-01-30
- CORE INVESTMENT MANAGEMENT, LLC
Firm CRD 166340 · CA · Reported as state-registered
Registration date: 2013-02-04
- KARL SCHORR WEALTH MANAGEMENT, LLC
Firm CRD 166433 · CA · Reported as state-registered
Registration date: 2013-02-22
- HEYMAN INVESTMENT COUNSELING LLC
Firm CRD 166456 · CA · Reported as state-registered
Registration date: 2013-03-12
- MONEY & CLARITY
Firm CRD 166461 · CA · Reported as state-registered
Registration date: 2024-01-11
- TRENDSCAST FINANCIAL LLC
Firm CRD 166470 · CA · Reported as state-registered
Registration date: 2021-02-09
- WEALTHMARK ADVISORY GROUP, LLC
Firm CRD 166494 · CA · Reported as state-registered
Registration date: 2013-02-08