State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- VALLEY INVESTMENT MANAGEMENT, LLC
Firm CRD 166546 · CA · Reported as state-registered
Registration date: 2013-07-23
- HANEY CAPITAL MANAGEMENT
Firm CRD 166642 · CA · Reported as state-registered
Registration date: 2013-06-11
- HOLZBERG WEALTH MANAGEMENT, INC.
Firm CRD 166712 · CA · Reported as state-registered
Registration date: 2013-04-12
- RIVETTI INVESTMENT SERVICES, LLC
Firm CRD 166720 · CA · Reported as state-registered
Registration date: 2013-03-13
- OPPOQUEST
Firm CRD 166774 · CA · Reported as state-registered
Registration date: 2023-08-11
- PANTHEON WEALTH PLANNING
Firm CRD 166825 · CA · Reported as state-registered
Registration date: 2013-05-17
- CLEMENSEN CAPITAL COMPANY LLC
Firm CRD 166837 · CA · Reported as state-registered
Registration date: 2013-11-18
- PIH INVESTMENTS, LLC
Firm CRD 166867 · CA · Reported as state-registered
Registration date: 2013-04-22
- LENS INVESTMENTS
Firm CRD 166901 · CA · Reported as state-registered
Registration date: 2023-08-23
- FRUITION ADVISORS LLC
Firm CRD 167022 · CA · Reported as state-registered
Registration date: 2013-06-06
- GLOBAL WEALTH MANAGEMENT
Firm CRD 167025 · CA · Reported as state-registered
Registration date: 2013-04-03
- GLADSTONE FINANCIAL LLC
Firm CRD 167060 · CA · Reported as state-registered
Registration date: 2013-05-23
- AMBASSADOR WEALTH MANAGEMENT, LLC
Firm CRD 167064 · CA · Reported as state-registered
Registration date: 2013-05-15
- JLE WEALTH MANAGEMENT, LLC
Firm CRD 167171 · CA · Reported as state-registered
Registration date: 2020-01-09
- DAEHAN SECURITIES,INC
Firm CRD 167216 · CA · Reported as state-registered
Registration date: 2013-05-16
- OAK GROVE MANAGEMENT LLC
Firm CRD 167286 · CA · Reported as state-registered
Registration date: 2016-02-04
- YAZDANYAR, MEHRNOUSH
Firm CRD 167301 · CA · Reported as state-registered
Registration date: 2013-10-04
- DISTRICT CAPITAL MANAGEMENT, LLC
Firm CRD 167317 · CA · Reported as state-registered
Registration date: 2014-06-09
- NORTHWOOD INVESTMENT PARTNERS, LLC
Firm CRD 167338 · CA · Reported as state-registered
Registration date: 2017-04-05
- NEW ASSETS INVESTMENT ADVISORS LLC
Firm CRD 167341 · CA · Reported as state-registered
Registration date: 2013-05-07
- OAKTREE WEALTH GROUP INC.
Firm CRD 167388 · CA · Reported as state-registered
Registration date: 2013-06-24
- FINANCIAL SECURITY SERVICES GROUP, INC.
Firm CRD 167464 · CA · Reported as state-registered
Registration date: 2023-03-28
- ORION CAPITAL
Firm CRD 167516 · CA · Reported as state-registered
Registration date: 2024-01-29
- PRIVATE WEALTH MANAGEMENT SOLUTIONS, LLC
Firm CRD 167564 · CA · Reported as state-registered
Registration date: 2016-01-08
- WANG FINANCIAL, LLC
Firm CRD 167570 · CA · Reported as state-registered
Registration date: 2021-08-11