State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- LAVISH FINANCIAL PLANNING
Firm CRD 167592 · CA · Reported as state-registered
Registration date: 2025-08-22
- MEAHAN FINANCIAL SERVICES
Firm CRD 167630 · CA · Reported as state-registered
Registration date: 2013-08-07
- GEN Y PLANNING
Firm CRD 167656 · CA · Reported as state-registered
Registration date: 2015-04-28
- SOVEREIGN GLOBAL ADVISORS, LLC
Firm CRD 167663 · CA · Reported as state-registered
Registration date: 2022-10-13
- UNITED GLOBAL ADVISORS, LLC
Firm CRD 167809 · CA · Reported as state-registered
Registration date: 2013-10-16
- MAXWELL FINANCIAL GROUP, INC
Firm CRD 167863 · CA · Reported as state-registered
Registration date: 2013-08-05
- ARROWHEAD INVESTMENT ADVISORS, LLC
Firm CRD 167964 · CA · Reported as state-registered
Registration date: 2013-06-11
- SHLECTER WEALTH MANAGEMENT, LLC
Firm CRD 167973 · CA · Reported as state-registered
Registration date: 2013-07-17
- ARRIVITY FINANCIAL PLANNING
Firm CRD 167976 · CA · Reported as state-registered
Registration date: 2021-03-22
- MCCLURG CAPITAL CORPORATION
Firm CRD 16798 · CA · Reported as state-registered
Registration date: 2001-12-11
- MATTERHORN FINANCIAL PLANNING
Firm CRD 167996 · CA · Reported as state-registered
Registration date: 2023-10-31
- COMPOUND VALUE ADVISERS, LLC
Firm CRD 168084 · CA · Reported as state-registered
Registration date: 2013-09-04
- TULA INVESTMENT GROUP LLC
Firm CRD 168102 · CA · Reported as state-registered
Registration date: 2013-08-20
- DT INVESTMENTS I LLC
Firm CRD 168117 · CA · Reported as state-registered
Registration date: 2019-03-28
- INPLAY GLOBAL ADVISORS
Firm CRD 168190 · CA · Reported as state-registered
Registration date: 2013-11-05
- WOVEN PROSPERITY
Firm CRD 168232 · CA · Reported as state-registered
Registration date: 2013-08-30
- ACORN FINANCIAL PLANNING
Firm CRD 168249 · CA · Reported as state-registered
Registration date: 2013-07-25
- WALSH FINANCIAL CONSULTING
Firm CRD 168305 · CA · Reported as state-registered
Registration date: 2014-06-26
- GREENWAY FINANCIAL ADVISORS LLC
Firm CRD 168353 · CA · Reported as state-registered
Registration date: 2022-03-16
- MT RYAN, INC.
Firm CRD 168392 · CA · Reported as state-registered
Registration date: 2013-10-31
- STONEHAVEN PRIVATE WEALTH MANAGEMENT LLC
Firm CRD 168393 · CA · Reported as state-registered
Registration date: 2013-09-16
- WAYUP WEALTH BUILDING GROUP
Firm CRD 168482 · CA · Reported as state-registered
Registration date: 2013-12-10
- MURAPA INVESTMENTS
Firm CRD 168510 · CA · Reported as state-registered
Registration date: 2013-10-08
- CWS ASSET MANAGEMENT
Firm CRD 168521 · CA · Reported as state-registered
Registration date: 2013-09-10
- RAMPART ASSET MANAGEMENT LLC
Firm CRD 168549 · CA · Reported as state-registered
Registration date: 2014-05-16