State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- CRUSE INVESTMENTS
Firm CRD 168568 · CA · Reported as state-registered
Registration date: 2013-09-18
- KEYSTONE ADVISORY GROUP
Firm CRD 168574 · CA · Reported as state-registered
Registration date: 2014-01-01
- EXCITEN CAPITAL LLC
Firm CRD 168580 · CA · Reported as state-registered
Registration date: 2013-09-25
- IWD CAPITAL MANAGEMENT, LLC
Firm CRD 168632 · CA · Reported as state-registered
Registration date: 2013-09-18
- SAPIENT ROAD WEALTH MANAGEMENT, LLC
Firm CRD 168689 · CA · Reported as state-registered
Registration date: 2013-11-30
- CYCLUS WEALTH MANAGEMENT
Firm CRD 168699 · CA · Reported as state-registered
Registration date: 2013-09-26
- GAYLORD WEALTH MANAGEMENT, LLC
Firm CRD 168702 · CA · Reported as state-registered
Registration date: 2013-09-24
- NAVIGATE FINANCIAL LLC
Firm CRD 168711 · CA · Reported as state-registered
Registration date: 2013-10-04
- CLIVEDEN CAPITAL MANAGEMENT, LLC
Firm CRD 168725 · CA · Reported as state-registered
Registration date: 2019-01-30
- NATIVE FINANCE INVESTMENT ADVISORY
Firm CRD 168783 · CA · Reported as state-registered
Registration date: 2013-10-10
- CLEMENTS INVESTMENT MANAGEMENT
Firm CRD 168857 · CA · Reported as state-registered
Registration date: 2016-03-08
- SHUYI KONG WEALTH MANAGEMENT, INC.
Firm CRD 168953 · CA · Reported as state-registered
Registration date: 2013-10-29
- WESTFACE FINANCIAL ADVISORY
Firm CRD 168959 · CA · Reported as state-registered
Registration date: 2014-01-01
- OXFORD CHASE ADVISORS LLC
Firm CRD 169050 · CA · Reported as state-registered
Registration date: 2020-11-18
- NEWLEAF WEALTH MANAGEMENT, LLC
Firm CRD 169136 · CA · Reported as state-registered
Registration date: 2014-05-12
- BAPCD, INC.
Firm CRD 169148 · CA · Reported as state-registered
Registration date: 2016-07-25
- MARK T. HARVEY INVESTMENTS
Firm CRD 169170 · CA · Reported as state-registered
Registration date: 2016-01-14
- ALTA PACIFIC WEALTH MANAGEMENT LLC
Firm CRD 169190 · CA · Reported as state-registered
Registration date: 2014-05-21
- SUMMER FIELDS INVESTMENTS, LLC
Firm CRD 169250 · CA · Reported as state-registered
Registration date: 2014-04-02
- LUMINARY FINANCIAL PLANNING
Firm CRD 169270 · CA · Reported as state-registered
Registration date: 2014-01-01
- BROWNING CAPITAL MANAGEMENT LLC
Firm CRD 169271 · CA · Reported as state-registered
Registration date: 2026-05-27
- CONTINUUM WEALTH STRATEGIES, LLC
Firm CRD 169324 · CA · Reported as state-registered
Registration date: 2013-12-12
- MARGO PARK FINANCIAL
Firm CRD 169375 · CA · Reported as state-registered
Registration date: 2019-02-19
- CYPRESS POINT FINANCIAL ADVISORS
Firm CRD 169376 · CA · Reported as state-registered
Registration date: 2014-03-26
- STKEROS FINANCIAL PLANNING, LLC
Firm CRD 169383 · CA · Reported as state-registered
Registration date: 2025-10-08