State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
674 published state registrations on 674 distinct firm CRDs.
- FMT INVESTMENT ADVISORY
Firm CRD 133295 · AZ · Reported as state-registered
Registration date: 2007-06-05
- ABBOTT CAPITAL MANAGEMENT CORP.
Firm CRD 134334 · AZ · Reported as state-registered
Registration date: 2021-06-17
- FULLER ASSET MANAGEMENT, LLC
Firm CRD 134446 · AZ · Reported as state-registered
Registration date: 2012-06-18
- PEAK INVESTMENT SOLUTIONS, LLC
Firm CRD 134846 · AZ · Reported as state-registered
Registration date: 2012-06-28
- CLINE FINANCIAL CONCEPTS, LLC
Firm CRD 135679 · AZ · Reported as state-registered
Registration date: 2022-07-12
- EDDLEMAN & EDDLEMAN INC
Firm CRD 137095 · AZ · Reported as state-registered
Registration date: 2007-07-05
- CORNERSTONE ASSET MANAGEMENT SERVICES, INC.
Firm CRD 137712 · AZ · Reported as state-registered
Registration date: 2012-03-28
- FACTOR INVESTMENT SOLUTIONS, LLC
Firm CRD 137989 · AZ · Reported as state-registered
Registration date: 2021-08-03
- CRONE WEALTH MANAGEMENT, PLLC
Firm CRD 138125 · AZ · Reported as state-registered
Registration date: 2022-01-10
- SONORAN CAPITAL MANAGEMENT LLC
Firm CRD 139527 · AZ · Reported as state-registered
Registration date: 2006-03-13
- CAPITAL STRATEGIES GROUP, LLC
Firm CRD 140120 · AZ · Reported as state-registered
Registration date: 2012-06-07
- METTE ASSOCIATES, LLC
Firm CRD 140812 · AZ · Reported as state-registered
Registration date: 2007-01-23
- JOSEPH C. LONGO, ATTORNEY AT LAW
Firm CRD 140922 · AZ · Reported as state-registered
Registration date: 2015-08-26
- THE FINANCIAL TEAM, INC.
Firm CRD 141355 · AZ · Reported as state-registered
Registration date: 2021-10-27
- WEST COAST CAPITAL MANAGEMENT, LLC
Firm CRD 141981 · AZ · Reported as state-registered
Registration date: 2006-11-29
- BEACON BAY ASSET MANAGEMENT LLC
Firm CRD 142207 · AZ · Reported as state-registered
Registration date: 2013-04-10
- PARAKLETE FINANCIAL, INC.
Firm CRD 142323 · AZ · Reported as state-registered
Registration date: 2024-01-17
- ROYAL PALM INVESTMENT ADVISORS, INC
Firm CRD 142335 · AZ · Reported as state-registered
Registration date: 2008-01-01
- TRIDENT WEALTH MANAGEMENT, LLC
Firm CRD 142636 · AZ · Reported as state-registered
Registration date: 2007-02-14
- ME FINANCIAL, PLLC
Firm CRD 143070 · AZ · Reported as state-registered
Registration date: 2007-03-16
- MCBEE ADVISORS, INC.
Firm CRD 143223 · AZ · Reported as state-registered
Registration date: 2013-09-26
- MACC IV GROUP
Firm CRD 143285 · AZ · Reported as state-registered
Registration date: 2010-03-01
- MULLIGAN CAPITAL, INC
Firm CRD 143406 · AZ · Reported as state-registered
Registration date: 2024-01-18
- TRUEPATH FINANCIAL PLANNING
Firm CRD 144118 · AZ · Reported as state-registered
Registration date: 2025-08-14
- LEGACY INVESTMENT SERVICES, LLC
Firm CRD 144127 · AZ · Reported as state-registered
Registration date: 2022-03-07