State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- DOUGLAS BRIAN NEYLAND
Firm CRD 113095 · CA · Reported as state-registered
Registration date: 1998-12-02
- JIM MCKEEVER
Firm CRD 113127 · CA · Reported as state-registered
Registration date: 2005-01-05
- HAYKIN, MICHAEL
Firm CRD 113249 · CA · Reported as state-registered
Registration date: 1999-06-09
- ASCEND FINANCIAL ADVISERS, INC
Firm CRD 113273 · CA · Reported as state-registered
Registration date: 2000-04-10
- THE FINANCIAL ADVISORY GROUP
Firm CRD 113329 · CA · Reported as state-registered
Registration date: 1990-04-24
- PUBLIC RESOURCES ADVISORY GROUP
Firm CRD 113338 · CA · Reported as state-registered
Registration date: 2001-01-10
- DOTY EQUITY ADVISORS, INC.
Firm CRD 113351 · CA · Reported as state-registered
Registration date: 2006-07-27
- ROCKY MOUNTAIN HUMANE INVESTING LLC
Firm CRD 113421 · CA · Reported as state-registered
Registration date: 2001-08-06
- OAKVALE INVESTMENTS INC.
Firm CRD 113450 · CA · Reported as state-registered
Registration date: 1996-01-09
- BRASCIA INVESTMENT MANAGEMENT, INC.
Firm CRD 113505 · CA · Reported as state-registered
Registration date: 2003-01-01
- BACHE CAPITAL MANAGEMENT
Firm CRD 113719 · CA · Reported as state-registered
Registration date: 2012-06-20
- FITCH FINANCIAL ADVISORS LLC
Firm CRD 113726 · CA · Reported as state-registered
Registration date: 2003-01-15
- INSIGHT FINANCIAL ADVISORS
Firm CRD 113822 · CA · Reported as state-registered
Registration date: 2010-02-24
- BACON & COMPANY
Firm CRD 114022 · CA · Reported as state-registered
Registration date: 2012-08-17
- RICHARD VEERMAN
Firm CRD 114047 · CA · Reported as state-registered
Registration date: 1994-07-19
- WRIGHT FINANCIAL, LLC
Firm CRD 114076 · CA · Reported as state-registered
Registration date: 2012-06-28
- NIX WEALTH MANAGEMENT
Firm CRD 114091 · CA · Reported as state-registered
Registration date: 1995-03-17
- THE ASTRAEA CORPORATION
Firm CRD 114124 · CA · Reported as state-registered
Registration date: 2001-10-15
- HAMILTON-BATES INVESTMENT RESEARCH, INC.
Firm CRD 114127 · CA · Reported as state-registered
Registration date: 2012-07-06
- WILLIAM C. HOEFFER, JR. INC.
Firm CRD 114131 · CA · Reported as state-registered
Registration date: 1991-01-14
- EDGEMONT INVESTMENT MANAGEMENT, LLC
Firm CRD 114136 · CA · Reported as state-registered
Registration date: 2002-02-21
- CPA ADVISORY SERVICES, P.C.
Firm CRD 114170 · CA · Reported as state-registered
Registration date: 2021-06-07
- MFAC FINANCIAL ADVISORS, INC.
Firm CRD 114519 · CA · Reported as state-registered
Registration date: 2001-09-26
- KENTOR FINANCIAL
Firm CRD 114996 · CA · Reported as state-registered
Registration date: 2010-04-20
- FJP PORTFOLIO MANAGEMENT
Firm CRD 115038 · CA · Reported as state-registered
Registration date: 1998-01-01