State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- EMPOWERED RETIREMENT, INC.
Firm CRD 169389 · CA · Reported as state-registered
Registration date: 2024-05-30
- OAKLEY CAPITAL GROUP
Firm CRD 169427 · CA · Reported as state-registered
Registration date: 2014-05-29
- CSJ WEALTH MANAGEMENT, LLC
Firm CRD 169437 · CA · Reported as state-registered
Registration date: 2013-11-25
- SPIRIT GLOBAL INVESTMENT ADVISORS, LLC
Firm CRD 169442 · CA · Reported as state-registered
Registration date: 2017-01-27
- M3 ASSET MANAGEMENT, INC.
Firm CRD 169461 · CA · Reported as state-registered
Registration date: 2015-10-20
- BCD ADVISORS
Firm CRD 169468 · CA · Reported as state-registered
Registration date: 2016-03-28
- VIRTUOSO WEALTH MANAGEMENT
Firm CRD 169518 · CA · Reported as state-registered
Registration date: 2014-01-01
- INTEGRITY ADVISORS LLC
Firm CRD 169637 · CA · Reported as state-registered
Registration date: 2024-02-23
- JAMES CURTIS FINANCIAL AND INSURANCE SERVICES
Firm CRD 169643 · CA · Reported as state-registered
Registration date: 2014-05-29
- ATLAS PEAK ADVISORS, INC.
Firm CRD 169648 · CA · Reported as state-registered
Registration date: 2016-07-06
- THE LYND GROUP ADVISORS, LLC
Firm CRD 169664 · CA · Reported as state-registered
Registration date: 2014-01-01
- WESTERN STATES INVESTMENTS
Firm CRD 169692 · CA · Reported as state-registered
Registration date: 2014-02-19
- HARRIS WEALTH MANAGEMENT
Firm CRD 169810 · CA · Reported as state-registered
Registration date: 2014-06-19
- STERLING ADVISORY SERVICES, LLC
Firm CRD 169827 · CA · Reported as state-registered
Registration date: 2014-02-05
- PNR FINANCIAL SERVICES LLC
Firm CRD 169869 · CA · Reported as state-registered
Registration date: 2017-08-16
- ZERO GRAVITY FINANCIAL, LLC
Firm CRD 169905 · CA · Reported as state-registered
Registration date: 2022-02-22
- HATFIELD INSURANCE & FINANCIAL SERVICES, INC.
Firm CRD 169941 · CA · Reported as state-registered
Registration date: 2014-07-11
- THE FINANCIAL GROUP
Firm CRD 169966 · CA · Reported as state-registered
Registration date: 2014-06-09
- SDM ADVISORS, LLC
Firm CRD 170014 · CA · Reported as state-registered
Registration date: 2014-10-06
- MARKET STREET ADVISORS, LLC
Firm CRD 170170 · CA · Reported as state-registered
Registration date: 2018-07-26
- CHENG WEALTH MANAGEMENT, LLC
Firm CRD 170190 · CA · Reported as state-registered
Registration date: 2014-07-24
- SOMERSET WEALTH MANAGEMENT, LLC
Firm CRD 170213 · CA · Reported as state-registered
Registration date: 2021-06-08
- BALANCE FINANCIAL PLANNING, LLC
Firm CRD 170239 · CA · Reported as state-registered
Registration date: 2014-04-25
- GLOBAL KEY ADVISORS
Firm CRD 170269 · CA · Reported as state-registered
Registration date: 2014-07-10
- FAMILY INVESTMENT MANAGEMENT L.P.
Firm CRD 170281 · CA · Reported as state-registered
Registration date: 2014-05-20