State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- FM CAPITAL GROUP
Firm CRD 170285 · CA · Reported as state-registered
Registration date: 2014-08-21
- DIVERSIFIED WEALTH MANAGEMENT SOLUTIONS, LLC
Firm CRD 170327 · CA · Reported as state-registered
Registration date: 2014-05-12
- STANTUM, LLC
Firm CRD 170360 · CA · Reported as state-registered
Registration date: 2014-03-18
- WARD CAPITAL MANAGEMENT LLC
Firm CRD 170400 · CA · Reported as state-registered
Registration date: 2014-03-18
- PATHWAY FINANCIAL SERVICES, LLC
Firm CRD 170424 · CA · Reported as state-registered
Registration date: 2014-03-28
- C FINANCIAL AND TAX ASSOCIATES
Firm CRD 170453 · CA · Reported as state-registered
Registration date: 2014-03-07
- RCX CAPITAL GROUP ADVISORS, LLC
Firm CRD 170463 · CA · Reported as state-registered
Registration date: 2015-01-01
- L SQUARED WEALTH MANAGEMENT
Firm CRD 170468 · CA · Reported as state-registered
Registration date: 2014-03-07
- BRUNGER FINANCIAL
Firm CRD 170523 · CA · Reported as state-registered
Registration date: 2015-02-23
- BIRD CAPITAL GROUP, INC.
Firm CRD 170585 · CA · Reported as state-registered
Registration date: 2014-04-08
- WEALTHARCH INVESTMENT SERVICES, LLC
Firm CRD 170601 · CA · Reported as state-registered
Registration date: 2014-03-21
- METHOD FINANCE, LLC
Firm CRD 170647 · CA · Reported as state-registered
Registration date: 2019-09-03
- GUIDE FINANCIAL PLANNING
Firm CRD 170734 · CA · Reported as state-registered
Registration date: 2022-09-21
- QUEST INVESTMENT FIRM
Firm CRD 170742 · CA · Reported as state-registered
Registration date: 2014-07-21
- PROCESS DESIGN CAPITAL MANAGEMENT LLC
Firm CRD 170789 · CA · Reported as state-registered
Registration date: 2022-06-10
- ORANGE COUNTY ASSET MANAGEMENT
Firm CRD 170863 · CA · Reported as state-registered
Registration date: 2014-05-07
- ROSHELEN, INC.
Firm CRD 170904 · CA · Reported as state-registered
Registration date: 2014-05-08
- INNOVATIVE WEALTH PARTNERS, LLC
Firm CRD 170929 · CA · Reported as state-registered
Registration date: 2014-10-06
- BAKER & ASSOCIATES REGISTERED INVESTMENT ADVISORS, LLC
Firm CRD 170951 · CA · Reported as state-registered
Registration date: 2017-01-11
- JLA INVESTMENT MANAGEMENT
Firm CRD 171066 · CA · Reported as state-registered
Registration date: 2014-05-22
- CHAIM INVESTMENT ADVISORS LLC
Firm CRD 171145 · CA · Reported as state-registered
Registration date: 2022-11-07
- REED CAPITAL MANAGEMENT, LLC
Firm CRD 171162 · CA · Reported as state-registered
Registration date: 2014-06-20
- ARROWHEAD WEALTH MANAGEMENT CORP.
Firm CRD 171169 · CA · Reported as state-registered
Registration date: 2014-05-21
- PARABOLIC ASSET MANAGEMENT LLC
Firm CRD 171206 · CA · Reported as state-registered
Registration date: 2014-06-06
- BLUE WATER FINANCIAL INVESTOR COACHING, LLC
Firm CRD 171285 · CA · Reported as state-registered
Registration date: 2026-06-29