State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- MANAGED ASSET WEALTH MANAGEMENT LLC
Firm CRD 172102 · CA · Reported as state-registered
Registration date: 2014-08-20
- CLEAR CAPITAL MANAGEMENT LP
Firm CRD 172209 · CA · Reported as state-registered
Registration date: 2025-05-22
- MONTECITO INVESTMENT STRATEGIES
Firm CRD 172218 · CA · Reported as state-registered
Registration date: 2014-08-12
- GREEN STREET
Firm CRD 172378 · CA · Reported as state-registered
Registration date: 2022-02-28
- PANORAMIC FINANCIAL
Firm CRD 172396 · CA · Reported as state-registered
Registration date: 2014-08-07
- PNW ASSET MANAGEMENT
Firm CRD 172429 · CA · Reported as state-registered
Registration date: 2019-03-21
- A. TO Z. FINANCIAL CONSULTING AND WEALTH MANAGEMENT
Firm CRD 172485 · CA · Reported as state-registered
Registration date: 2014-09-04
- KANSAS CITY PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 172528 · CA · Reported as state-registered
Registration date: 2021-01-29
- BURGE FINANCIAL
Firm CRD 172552 · CA · Reported as state-registered
Registration date: 2014-11-12
- THRIVE FINANCIAL PLANNING
Firm CRD 172558 · CA · Reported as state-registered
Registration date: 2014-09-23
- PRIVATE CLIENT WEALTH ADVISORS, LLC
Firm CRD 172613 · CA · Reported as state-registered
Registration date: 2019-04-11
- NOMAD CAPITAL GROUP, LLC
Firm CRD 172639 · CA · Reported as state-registered
Registration date: 2014-09-18
- ADVISORS WEALTH MANAGEMENT, INC
Firm CRD 172657 · CA · Reported as state-registered
Registration date: 2014-10-31
- BUSINE WEALTH
Firm CRD 172692 · CA · Reported as state-registered
Registration date: 2019-01-23
- P/E CAPITAL INVESTMENTS
Firm CRD 172695 · CA · Reported as state-registered
Registration date: 2021-09-15
- WALLER FINANCIAL COACHING
Firm CRD 172701 · CA · Reported as state-registered
Registration date: 2014-10-15
- ALPHA PRIVATE WEALTH ADVISORS LLC
Firm CRD 172724 · CA · Reported as state-registered
Registration date: 2015-04-03
- ACCEL ADVISORS, INC.
Firm CRD 172750 · CA · Reported as state-registered
Registration date: 2014-10-14
- CRANE INVESTMENTS INC
Firm CRD 172755 · CA · Reported as state-registered
Registration date: 2016-01-28
- ARGENT WEALTH ADVISORS, LLC
Firm CRD 172856 · CA · Reported as state-registered
Registration date: 2014-09-22
- MAVERICK VALUE, LLC
Firm CRD 172985 · CA · Reported as state-registered
Registration date: 2014-10-07
- PEMBROKE ASSET ADVISORS, LLC
Firm CRD 172999 · CA · Reported as state-registered
Registration date: 2025-09-29
- SOCAL PLANNERS, INC
Firm CRD 173062 · CA · Reported as state-registered
Registration date: 2015-08-19
- ROTHMAN INVESTMENT MANAGEMENT, LLC
Firm CRD 173139 · CA · Reported as state-registered
Registration date: 2015-01-01
- PAKHA INVESTMENT ADVISORY
Firm CRD 173205 · CA · Reported as state-registered
Registration date: 2014-10-06