State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- NEW WAVE FINANCIAL SERVICES
Firm CRD 173224 · CA · Reported as state-registered
Registration date: 2014-10-10
- HEDGEWISE
Firm CRD 173286 · CA · Reported as state-registered
Registration date: 2014-10-08
- EVIDENCE BASED INVESTING, LLC
Firm CRD 173395 · CA · Reported as state-registered
Registration date: 2015-01-01
- VEDA FINANCIAL INVESTMENT ADVISORY
Firm CRD 173448 · CA · Reported as state-registered
Registration date: 2015-02-19
- NORFIELD CAPITAL, LLC
Firm CRD 173456 · CA · Reported as state-registered
Registration date: 2015-05-05
- PACIFIC HAVEN FINANCIAL, LLC
Firm CRD 173457 · CA · Reported as state-registered
Registration date: 2015-03-23
- BONNEMA WEALTH MANAGEMENT LLC
Firm CRD 173526 · CA · Reported as state-registered
Registration date: 2015-07-15
- ROSASHARN INVESTMENT MANAGEMENT, LLC
Firm CRD 173541 · CA · Reported as state-registered
Registration date: 2015-01-01
- MASON FINANCIAL SERVICES
Firm CRD 173628 · CA · Reported as state-registered
Registration date: 2015-04-10
- CANNON WEALTH GROUP LLC
Firm CRD 173633 · CA · Reported as state-registered
Registration date: 2015-01-08
- FIRST SIGMA CAPITAL LLC
Firm CRD 173642 · CA · Reported as state-registered
Registration date: 2016-06-30
- ZEBRA CROSSING ASSET MANAGEMENT LLC
Firm CRD 173660 · CA · Reported as state-registered
Registration date: 2015-01-08
- ALIGNED ADVISORS
Firm CRD 173796 · CA · Reported as state-registered
Registration date: 2022-05-25
- SAMATVA WEALTH MANAGEMENT LLC
Firm CRD 173809 · CA · Reported as state-registered
Registration date: 2024-06-10
- STEWARD FAMILY OFFICE, INC.
Firm CRD 173846 · CA · Reported as state-registered
Registration date: 2015-05-12
- QUBED CAPITAL, LLC
Firm CRD 173854 · CA · Reported as state-registered
Registration date: 2015-01-01
- STEP FINANCIAL SERVICES, LLC
Firm CRD 173864 · CA · Reported as state-registered
Registration date: 2015-02-13
- GD INVESTMENT ADVISERS LLC
Firm CRD 173953 · CA · Reported as state-registered
Registration date: 2014-12-11
- TARTAN CAPITAL ADVISORS LLC
Firm CRD 174067 · CA · Reported as state-registered
Registration date: 2016-11-10
- EPI FINANCIAL GROUP
Firm CRD 174160 · CA · Reported as state-registered
Registration date: 2026-08-07
- REDMOUNT CAPITAL PARTNERS LLC
Firm CRD 174198 · CA · Reported as state-registered
Registration date: 2015-01-28
- BIRD ROCK MANAGEMENT, LLC
Firm CRD 174293 · CA · Reported as state-registered
Registration date: 2016-05-24
- PROBERT INVESTMENT ADVISERS, LLC
Firm CRD 174315 · CA · Reported as state-registered
Registration date: 2015-04-16
- GSR CAPITAL MANAGEMENT, INC.
Firm CRD 174383 · CA · Reported as state-registered
Registration date: 2015-03-27
- FINANCIAL FREEDOM CAPITAL MANAGEMENT
Firm CRD 174385 · CA · Reported as state-registered
Registration date: 2021-01-28