State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- INNOVATIVE WEALTH ADVISORS LLC
Firm CRD 175324 · CA · Reported as state-registered
Registration date: 2015-05-26
- ELDRIDGE STREET ASSET MANAGEMENT, LLC
Firm CRD 175355 · CA · Reported as state-registered
Registration date: 2015-06-25
- ELLS FINANCIAL SERVICES LLC
Firm CRD 175408 · CA · Reported as state-registered
Registration date: 2015-11-24
- PRUDENT PROSPERA PLANNING, INC.
Firm CRD 175416 · CA · Reported as state-registered
Registration date: 2015-06-04
- OPTURA ADVISORS, INC.
Firm CRD 175424 · CA · Reported as state-registered
Registration date: 2015-05-13
- STANFORD PACIFIC FUND MANAGEMENT, LLC
Firm CRD 178515 · CA · Reported as state-registered
Registration date: 2015-05-15
- VINEYARD WEALTH ADVISORY LLC
Firm CRD 179529 · CA · Reported as state-registered
Registration date: 2015-05-05
- SCOPE WEALTH MANAGEMENT
Firm CRD 179534 · CA · Reported as state-registered
Registration date: 2015-06-26
- VANTAGE WEALTH MANAGEMENT LLC
Firm CRD 179535 · CA · Reported as state-registered
Registration date: 2024-01-16
- OAK TREE SECURITIES, INC.
Firm CRD 18126 · CA · Reported as state-registered
Registration date: 2004-03-30
- ACCLARO WEALTH MANAGEMENT
Firm CRD 183518 · CA · Reported as state-registered
Registration date: 2015-05-08
- PHASE TWO CAPITAL, LLC
Firm CRD 184512 · CA · Reported as state-registered
Registration date: 2015-05-19
- SAMPATTI FINANCIAL LLC
Firm CRD 188513 · CA · Reported as state-registered
Registration date: 2021-06-02
- YU FINANCIAL ADVICE, LLC
Firm CRD 192517 · CA · Reported as state-registered
Registration date: 2019-04-23
- MARKET GAUGE ASSET MANAGEMENT
Firm CRD 194517 · CA · Reported as state-registered
Registration date: 2024-11-18
- FIRST WESTERN SECURITIES, INC.
Firm CRD 19537 · CA · Reported as state-registered
Registration date: 2012-04-04
- ASCENDANT CAPITAL MANAGEMENT
Firm CRD 215513 · CA · Reported as state-registered
Registration date: 2015-06-05
- KINGSLEY ADVISORS, LLC
Firm CRD 217513 · CA · Reported as state-registered
Registration date: 2021-02-09
- MONEY POSITIVE
Firm CRD 218518 · CA · Reported as state-registered
Registration date: 2020-01-07
- DAVENPORT WEALTH ADVISORS
Firm CRD 219513 · CA · Reported as state-registered
Registration date: 2015-09-16
- GLACIER POINT ADVISORS, LLC
Firm CRD 219515 · CA · Reported as state-registered
Registration date: 2015-06-02
- CUMULUS ADVISORS LLC
Firm CRD 221521 · CA · Reported as state-registered
Registration date: 2019-03-05
- BEST FINANCIAL LIFE
Firm CRD 221526 · CA · Reported as state-registered
Registration date: 2015-05-21
- REDWOOD COAST FINANCIAL PARTNERS
Firm CRD 226560 · CA · Reported as state-registered
Registration date: 2015-08-05
- JENSEN CAPITAL ASSET MANAGEMENT
Firm CRD 226609 · CA · Reported as state-registered
Registration date: 2024-02-20