State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- PACIFIC OAK FINANCIAL PLANNING LLC
Firm CRD 226649 · CA · Reported as state-registered
Registration date: 2015-06-24
- OAK PEAK FINANCIAL
Firm CRD 226668 · CA · Reported as state-registered
Registration date: 2015-07-21
- CAMBYSES FINANCIAL ADVISORS
Firm CRD 230786 · CA · Reported as state-registered
Registration date: 2015-07-31
- CWS INVESTMENTS
Firm CRD 23551 · CA · Reported as state-registered
Registration date: 2013-08-30
- PECKHAM, DAVID A
Firm CRD 235790 · CA · Reported as state-registered
Registration date: 2015-08-18
- LAKESIDE NORTH CAPITAL ADVISORS, LLC
Firm CRD 238789 · CA · Reported as state-registered
Registration date: 2015-07-17
- BFA WEALTH MANAGEMENT
Firm CRD 241793 · CA · Reported as state-registered
Registration date: 2017-04-06
- TREVERI CAPITAL
Firm CRD 254786 · CA · Reported as state-registered
Registration date: 2015-11-09
- DIPSEA CAPITAL, LLC
Firm CRD 257787 · CA · Reported as state-registered
Registration date: 2026-07-28
- JOHN MCANDREW FINANCIAL ADVISORS LLC
Firm CRD 268800 · CA · Reported as state-registered
Registration date: 2015-07-28
- FORTIS WEALTH MANAGEMENT
Firm CRD 268808 · CA · Reported as state-registered
Registration date: 2015-10-30
- DELPHI WEALTH PARTNERS
Firm CRD 268825 · CA · Reported as state-registered
Registration date: 2016-01-01
- REMEDIOS FINANCIAL PLANNING
Firm CRD 269824 · CA · Reported as state-registered
Registration date: 2015-07-22
- KEEP IT SIMPLE FINANCIAL PLANNING
Firm CRD 269826 · CA · Reported as state-registered
Registration date: 2016-02-22
- ENDURANCE INVESTMENT STRATEGIES, INC.
Firm CRD 269867 · CA · Reported as state-registered
Registration date: 2016-02-25
- LAGUNA CAPITAL MANAGEMENT, INC.
Firm CRD 269869 · CA · Reported as state-registered
Registration date: 2015-08-28
- ERNST & CO. WEALTH MANAGEMENT, LLC
Firm CRD 269911 · CA · Reported as state-registered
Registration date: 2015-11-10
- SERENE GROWTH PARTNERS LLC
Firm CRD 269929 · CA · Reported as state-registered
Registration date: 2016-01-01
- GROW FUNDS LLC
Firm CRD 269960 · CA · Reported as state-registered
Registration date: 2018-10-24
- OM PACIFIC CAPITAL LLC
Firm CRD 269970 · CA · Reported as state-registered
Registration date: 2016-03-09
- EUREKA FINANCIAL PLANNERS, LLC
Firm CRD 269975 · CA · Reported as state-registered
Registration date: 2015-07-24
- MADDEN CREEK ADVISORS
Firm CRD 270010 · CA · Reported as state-registered
Registration date: 2015-09-03
- ABK MANAGEMENT LLC
Firm CRD 270019 · CA · Reported as state-registered
Registration date: 2015-09-29
- STEWARDSHIP WEALTH MANAGEMENT LLC
Firm CRD 274031 · CA · Reported as state-registered
Registration date: 2020-11-16
- SML ADVISORY
Firm CRD 275028 · CA · Reported as state-registered
Registration date: 2015-08-26