State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- HELM INVESTMENT
Firm CRD 316688 · TX · Reported as state-registered
Registration date: 2021-10-13
- JV GLOBAL CAPITAL, INC.
Firm CRD 316742 · TX · Reported as state-registered
Registration date: 2022-03-02
- DAVIS FINANCIAL SERVICES
Firm CRD 316787 · TX · Reported as state-registered
Registration date: 2022-02-28
- NICHOL CAPITAL ADVISORS, LLC
Firm CRD 316794 · TX · Reported as state-registered
Registration date: 2021-11-18
- WORTHWISE FINANCIAL PARTNERS
Firm CRD 316812 · TX · Reported as state-registered
Registration date: 2021-10-21
- XENITH CAPITAL
Firm CRD 316844 · TX · Reported as state-registered
Registration date: 2025-09-30
- COMPREHENSIVE FINANCIAL PLANNING FOR DOCTORS, LLC
Firm CRD 316859 · TX · Reported as state-registered
Registration date: 2021-11-16
- SIMPLICIFI, LLC
Firm CRD 316871 · TX · Reported as state-registered
Registration date: 2021-12-02
- EBQUANT, LLC
Firm CRD 316874 · TX · Reported as state-registered
Registration date: 2021-12-07
- IDYLIAN CAPITAL
Firm CRD 316887 · TX · Reported as state-registered
Registration date: 2025-10-13
- ROOK STRATEGIES WEALTH MANAGEMENT, PLLC
Firm CRD 316901 · TX · Reported as state-registered
Registration date: 2021-11-22
- PEARL CAPITAL INVESTMENTS
Firm CRD 316937 · TX · Reported as state-registered
Registration date: 2021-12-14
- DATA ONE CAPITAL MANAGEMENT LLC
Firm CRD 316965 · TX · Reported as state-registered
Registration date: 2021-11-19
- PURPOSE FIRST FINANCIAL, LLC
Firm CRD 316968 · TX · Reported as state-registered
Registration date: 2022-04-26
- SCOUT ASSET MANAGEMENT
Firm CRD 316969 · TX · Reported as state-registered
Registration date: 2022-04-19
- ALGOTECH FINANCIAL LLC
Firm CRD 317020 · TX · Reported as state-registered
Registration date: 2023-04-26
- KPC FINANCIAL SOLUTIONS, LLC
Firm CRD 317107 · TX · Reported as state-registered
Registration date: 2021-10-23
- BRIDGE TO WEALTH LLC
Firm CRD 317202 · TX · Reported as state-registered
Registration date: 2022-01-07
- GLOBAL ADVISORY PARTNERS, LLC
Firm CRD 317228 · TX · Reported as state-registered
Registration date: 2021-11-18
- CALDWELL INVESTMENT SERVICES LLC
Firm CRD 317283 · TX · Reported as state-registered
Registration date: 2021-10-27
- BETTER POCKETS FINANCIAL
Firm CRD 317366 · TX · Reported as state-registered
Registration date: 2023-02-08
- ISF ADVISORY, LLC
Firm CRD 317376 · TX · Reported as state-registered
Registration date: 2022-02-01
- THE DEDICATED DOLLAR
Firm CRD 317383 · TX · Reported as state-registered
Registration date: 2022-01-03
- MODERN FINANCIAL
Firm CRD 317409 · TX · Reported as state-registered
Registration date: 2024-10-04
- AUXIUS CAPITAL MANAGEMENT, LLC
Firm CRD 317411 · TX · Reported as state-registered
Registration date: 2022-04-26