State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- AKTIVE CAPITAL MANAGEMENT, LLC
Firm CRD 277043 · CA · Reported as state-registered
Registration date: 2015-08-14
- FRONTLINE CAPITAL, LLC.
Firm CRD 277059 · CA · Reported as state-registered
Registration date: 2015-10-07
- QMULATE
Firm CRD 277124 · CA · Reported as state-registered
Registration date: 2015-08-17
- CROSSROADS PLANNING
Firm CRD 277127 · CA · Reported as state-registered
Registration date: 2018-01-23
- MEARS MONEY MANAGEMENT
Firm CRD 277163 · CA · Reported as state-registered
Registration date: 2015-11-23
- R. L. RIGARD & ASSOCIATES LTD.
Firm CRD 277173 · CA · Reported as state-registered
Registration date: 2016-06-29
- COHEN, STEVEN J CFA
Firm CRD 280027 · CA · Reported as state-registered
Registration date: 2015-11-10
- LEGACY CORNERSTONE WEALTH LLC
Firm CRD 281027 · CA · Reported as state-registered
Registration date: 2026-07-13
- CALABAZAS CREEK ADVISORS, LLC
Firm CRD 281058 · CA · Reported as state-registered
Registration date: 2015-10-08
- BONA FIDE FINANCE
Firm CRD 281078 · CA · Reported as state-registered
Registration date: 2020-04-09
- TWENTY FIFTY CAPITAL
Firm CRD 281087 · CA · Reported as state-registered
Registration date: 2020-05-29
- FIELD FREEDOM ADVISORS
Firm CRD 281202 · CA · Reported as state-registered
Registration date: 2015-10-26
- ATTAINABLE WEALTH
Firm CRD 281206 · CA · Reported as state-registered
Registration date: 2015-11-06
- INDEPENDENT WEALTH SOLUTIONS
Firm CRD 281216 · CA · Reported as state-registered
Registration date: 2015-10-30
- APTOS CAPITAL LLC
Firm CRD 281218 · CA · Reported as state-registered
Registration date: 2015-10-21
- ALE LLC
Firm CRD 281237 · CA · Reported as state-registered
Registration date: 2015-10-16
- RC WEALTH MANAGEMENT
Firm CRD 281300 · CA · Reported as state-registered
Registration date: 2016-04-07
- GLOBAL INVESTMENT COMPANY
Firm CRD 281316 · CA · Reported as state-registered
Registration date: 2016-12-12
- GUANILL WEALTH MANAGEMENT
Firm CRD 281340 · CA · Reported as state-registered
Registration date: 2015-11-06
- CARR WEALTH MANAGEMENT LLC
Firm CRD 281343 · CA · Reported as state-registered
Registration date: 2015-10-07
- STEWARDSHIP FINANCIAL
Firm CRD 281386 · CA · Reported as state-registered
Registration date: 2018-09-04
- INDIE FINANCIAL PLANNING
Firm CRD 281529 · CA · Reported as state-registered
Registration date: 2022-10-26
- 1ST FINANCIAL PLANNING GROUP, INC.
Firm CRD 281543 · CA · Reported as state-registered
Registration date: 2015-11-17
- ARTIFEX ADVISORY GROUP, INC.
Firm CRD 281588 · CA · Reported as state-registered
Registration date: 2016-01-01
- SOLOMON INVESTMENT CONSULTING, INC.
Firm CRD 281606 · CA · Reported as state-registered
Registration date: 2015-12-18