State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- SMITH ADVISORY
Firm CRD 281663 · CA · Reported as state-registered
Registration date: 2016-01-12
- NBC PARDNERS
Firm CRD 281707 · CA · Reported as state-registered
Registration date: 2017-03-03
- ALPHA RETIREMENT WEALTH, LLC
Firm CRD 281786 · CA · Reported as state-registered
Registration date: 2016-01-01
- NORTH FINANCIAL ADVISORS
Firm CRD 281795 · CA · Reported as state-registered
Registration date: 2017-09-07
- KING WEALTH ADVISORS, LLC
Firm CRD 281798 · CA · Reported as state-registered
Registration date: 2015-11-24
- PETERSON GARRETT, LLC
Firm CRD 281801 · CA · Reported as state-registered
Registration date: 2016-01-19
- INTEGRITY ASSET MANAGEMENT, LLC
Firm CRD 281834 · CA · Reported as state-registered
Registration date: 2015-12-17
- CORNERSTONE ASSET ADVISORS INC.
Firm CRD 281865 · CA · Reported as state-registered
Registration date: 2015-12-08
- ANDREW MARSHALL FINANCIAL LLC
Firm CRD 281930 · CA · Reported as state-registered
Registration date: 2016-01-13
- FLOW FINANCIAL PLANNING, L.L.C.
Firm CRD 281934 · CA · Reported as state-registered
Registration date: 2016-10-14
- PAIR LENDING LLC
Firm CRD 281987 · CA · Reported as state-registered
Registration date: 2016-02-26
- FAMCO
Firm CRD 282019 · CA · Reported as state-registered
Registration date: 2016-02-29
- THE STEWARDSHIP SOLUTION
Firm CRD 282050 · CA · Reported as state-registered
Registration date: 2016-02-25
- DEAN PETERSON CAPITAL MANAGEMENT, LLC
Firm CRD 282062 · CA · Reported as state-registered
Registration date: 2016-02-10
- NET INCOME LLC
Firm CRD 282066 · CA · Reported as state-registered
Registration date: 2016-01-01
- ADVISE FINANCIAL
Firm CRD 282087 · CA · Reported as state-registered
Registration date: 2024-05-09
- CRAFTED WEALTH MANAGEMENT
Firm CRD 282090 · CA · Reported as state-registered
Registration date: 2018-12-04
- BARNES & COMPANY INVESTMENT COUNSEL, LLC
Firm CRD 282136 · CA · Reported as state-registered
Registration date: 2016-04-06
- MANDALA WEALTH MANAGEMENT, LLC
Firm CRD 282151 · CA · Reported as state-registered
Registration date: 2016-04-14
- KELLY FINANCIAL GROUP LLC
Firm CRD 282172 · CA · Reported as state-registered
Registration date: 2016-05-11
- REBELLION ASSET MANAGEMENT, LLC
Firm CRD 282209 · CA · Reported as state-registered
Registration date: 2018-06-26
- INFLUX CAPITAL MANAGEMENT
Firm CRD 282367 · CA · Reported as state-registered
Registration date: 2016-02-09
- MORNINGVIEW CAPITAL
Firm CRD 282404 · CA · Reported as state-registered
Registration date: 2017-01-12
- LANYON ADVISORY SERVICES
Firm CRD 282424 · CA · Reported as state-registered
Registration date: 2016-01-14
- DE NOVO CAPITAL LLC
Firm CRD 282458 · CA · Reported as state-registered
Registration date: 2016-03-21