State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- CHILDRESS INVESTMENT MANAGEMENT
Firm CRD 115058 · CA · Reported as state-registered
Registration date: 2012-04-20
- BAKER JENSEN INVESTMENT ADVISORS, LLC
Firm CRD 115086 · CA · Reported as state-registered
Registration date: 2012-07-12
- WESTERN GROWERS FINANCIAL SERVICES
Firm CRD 115115 · CA · Reported as state-registered
Registration date: 2001-08-30
- MISSION STREET WEALTH PLANNING
Firm CRD 115310 · CA · Reported as state-registered
Registration date: 2001-10-04
- ENCORE WEALTH ADVISORS, LLC
Firm CRD 115336 · CA · Reported as state-registered
Registration date: 2000-08-15
- 57 WEST CAPITAL ADVISORS, INC.
Firm CRD 115378 · CA · Reported as state-registered
Registration date: 2026-02-23
- PURSUIT WEALTH MANAGEMENT
Firm CRD 115416 · CA · Reported as state-registered
Registration date: 2014-08-19
- MENTOR FINANCIAL ADVISORY GROUP, LTD.
Firm CRD 115537 · CA · Reported as state-registered
Registration date: 2022-05-19
- STEINMETZ FINANCIAL PLANNING
Firm CRD 115545 · CA · Reported as state-registered
Registration date: 1991-01-08
- SATORI FINANCIAL LLC
Firm CRD 115592 · CA · Reported as state-registered
Registration date: 2012-08-10
- MEDCENTRIC FINANCIAL NETWORK
Firm CRD 115826 · CA · Reported as state-registered
Registration date: 2001-11-13
- PREMIER ADVISORY GROUP
Firm CRD 115838 · CA · Reported as state-registered
Registration date: 2000-06-06
- LEGACY FINANCIAL GROUP
Firm CRD 115901 · CA · Reported as state-registered
Registration date: 2020-05-29
- BRUCE JAMES THOMAS JR
Firm CRD 115903 · CA · Reported as state-registered
Registration date: 2000-06-13
- GOLDSTRAND PLANNING GROUP
Firm CRD 115906 · CA · Reported as state-registered
Registration date: 2000-04-13
- PERCY E. BOLTON ASSOCIATES, INC.
Firm CRD 116174 · CA · Reported as state-registered
Registration date: 2008-04-16
- BERNTSON PORTER WEALTH MANAGEMENT, LLC
Firm CRD 116276 · CA · Reported as state-registered
Registration date: 2007-06-07
- E. DEMMLER AND ASSOCIATES
Firm CRD 116281 · CA · Reported as state-registered
Registration date: 2002-01-14
- ALL WEATHER PORTFOLIO MANAGEMENT, INC.
Firm CRD 116413 · CA · Reported as state-registered
Registration date: 1996-08-09
- R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION
Firm CRD 116857 · CA · Reported as state-registered
Registration date: 2022-03-02
- MARK HARRIS SERVICES
Firm CRD 117136 · CA · Reported as state-registered
Registration date: 2001-12-18
- U.S. ADVISORS, INC.
Firm CRD 117401 · CA · Reported as state-registered
Registration date: 2017-01-18
- LEGACY INVESTMENT STRATEGIES, LLC
Firm CRD 117423 · CA · Reported as state-registered
Registration date: 2024-05-28
- KCPAG FINANCIAL ADVISORS LLC
Firm CRD 117491 · CA · Reported as state-registered
Registration date: 2012-07-10
- LAGOS WEALTH ADVISORS
Firm CRD 117551 · CA · Reported as state-registered
Registration date: 1996-08-05