State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
1,992 published state registrations on 1,992 distinct firm CRDs.
- SM SCHERR FINANCIAL LLC
Firm CRD 116348 · TX · Reported as state-registered
Registration date: 1996-04-15
- BERGLAND WEALTH MANAGEMENT, INC.
Firm CRD 116513 · TX · Reported as state-registered
Registration date: 2011-10-03
- CELTIC CAPITAL CORPORATION
Firm CRD 116707 · TX · Reported as state-registered
Registration date: 2001-03-19
- GA BISHOP AND ASSOCIATES, LLC
Firm CRD 116725 · TX · Reported as state-registered
Registration date: 2001-11-20
- FINANCIAL PROFESSIONALS INCORPORATED
Firm CRD 116869 · TX · Reported as state-registered
Registration date: 2012-10-15
- TWRU PRIVATE WEALTH MANAGEMENT, LLC
Firm CRD 117222 · TX · Reported as state-registered
Registration date: 2012-07-19
- SUNDIAL CAPITAL MANAGEMENT, L.P.
Firm CRD 117461 · TX · Reported as state-registered
Registration date: 2006-10-24
- HOUSTOUN CAPITAL MANAGEMENT, INC.
Firm CRD 117496 · TX · Reported as state-registered
Registration date: 2012-03-26
- TERRY PESCHL & ASSOCIATES, INC.
Firm CRD 117524 · TX · Reported as state-registered
Registration date: 2011-06-07
- NEW OBSERVER CAPITAL MANAGEMENT, LLC
Firm CRD 117535 · TX · Reported as state-registered
Registration date: 2002-03-12
- CHRISTENSEN CAPITAL, LLC
Firm CRD 117699 · TX · Reported as state-registered
Registration date: 2016-03-30
- FG WEALTH MANAGEMENT
Firm CRD 117845 · TX · Reported as state-registered
Registration date: 2014-05-22
- NEW WEST INVESTMENT MANAGEMENT, INC.
Firm CRD 117872 · TX · Reported as state-registered
Registration date: 2012-06-05
- HENSEL CAPITAL MANAGEMENT
Firm CRD 117903 · TX · Reported as state-registered
Registration date: 1996-03-11
- SAVOY INVESTMENT MANAGEMENT, INC.
Firm CRD 117921 · TX · Reported as state-registered
Registration date: 1983-03-31
- TAYLOR & TAYLOR FINANCIAL SERVICES
Firm CRD 117968 · TX · Reported as state-registered
Registration date: 2003-11-18
- US 1ST WEALTH MANAGEMENT
Firm CRD 117979 · TX · Reported as state-registered
Registration date: 2007-10-17
- GQO INVESTMENT ADVISORS, INC.
Firm CRD 118002 · TX · Reported as state-registered
Registration date: 2001-02-06
- RIVERWAY ASSET MANAGEMENT, INC.
Firm CRD 118004 · TX · Reported as state-registered
Registration date: 1995-05-30
- LAWRENCE FINANCIAL SERVICES
Firm CRD 118072 · TX · Reported as state-registered
Registration date: 2007-01-22
- WOMACK INVESTMENT ADVISERS, INC
Firm CRD 118081 · TX · Reported as state-registered
Registration date: 2012-06-25
- LEGACY HARBOR
Firm CRD 118187 · TX · Reported as state-registered
Registration date: 2004-06-30
- PRIVATE GROUP WEALTH MANAGEMENT, LLC
Firm CRD 118231 · TX · Reported as state-registered
Registration date: 2002-01-02
- THE ASPEN EQUITY GROUP
Firm CRD 118282 · TX · Reported as state-registered
Registration date: 2012-01-09
- SWEETWATER FINANCIAL ADVISORS, LLC
Firm CRD 118372 · TX · Reported as state-registered
Registration date: 2019-03-29