State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
600 published state registrations on 600 distinct firm CRDs.
- MARQUAM CAPITAL
Firm CRD 147782 · WA · Reported as state-registered
Registration date: 2015-03-30
- CONSERVATIVE EQUITY INVESTMENT ADVISORS
Firm CRD 147961 · WA · Reported as state-registered
Registration date: 2009-08-12
- A.T. LLOYD'S, INC
Firm CRD 148225 · WA · Reported as state-registered
Registration date: 2008-12-02
- ELLEN J WEBBER, CFP
Firm CRD 148382 · WA · Reported as state-registered
Registration date: 2008-11-03
- RELIANCE INVESTING, INC.
Firm CRD 148481 · WA · Reported as state-registered
Registration date: 2009-03-24
- MATCHPOINT CAPITAL MANAGEMENT, LLC
Firm CRD 148920 · WA · Reported as state-registered
Registration date: 2009-01-02
- LETTIN WEALTH MANAGEMENT GROUP, INC.
Firm CRD 149116 · WA · Reported as state-registered
Registration date: 2009-05-08
- GK CAPITAL PARTNERS
Firm CRD 150604 · WA · Reported as state-registered
Registration date: 2010-01-20
- DPCM
Firm CRD 150717 · WA · Reported as state-registered
Registration date: 2020-07-13
- NWT ADVISORS, LLC
Firm CRD 151192 · WA · Reported as state-registered
Registration date: 2009-09-16
- WATERROCK GLOBAL ASSET MANAGEMENT
Firm CRD 151309 · WA · Reported as state-registered
Registration date: 2010-01-25
- MAIN AVENUE FINANCIAL SERVICES, LLC
Firm CRD 151580 · WA · Reported as state-registered
Registration date: 2017-10-20
- ATRATO ASSET MANAGEMENT LLC
Firm CRD 151620 · WA · Reported as state-registered
Registration date: 2024-10-04
- PARK WEALTH MANAGEMENT
Firm CRD 151633 · WA · Reported as state-registered
Registration date: 2010-08-09
- VICEROY INVESTMENT ADVISORS LLC
Firm CRD 152140 · WA · Reported as state-registered
Registration date: 2010-03-19
- FLIGHT CAPITAL MANAGEMENT, LLC
Firm CRD 152201 · WA · Reported as state-registered
Registration date: 2012-03-14
- WEIKART ADVISORY SERVICES LLC
Firm CRD 152279 · WA · Reported as state-registered
Registration date: 2010-01-10
- HL WEALTH MANAGEMENT, LLC
Firm CRD 152617 · WA · Reported as state-registered
Registration date: 2010-02-15
- SIMPLE WEALTH LLC
Firm CRD 152865 · WA · Reported as state-registered
Registration date: 2011-08-24
- TRANER SMITH WEALTH MANAGEMENT, INC.
Firm CRD 153166 · WA · Reported as state-registered
Registration date: 2010-03-11
- BORTEL INVESTMENT MANAGEMENT, LLC
Firm CRD 153297 · WA · Reported as state-registered
Registration date: 2010-05-06
- LIN CAPITAL MANAGEMENT, LLC
Firm CRD 153301 · WA · Reported as state-registered
Registration date: 2010-10-22
- PI SQUARE CAPITAL, LLC
Firm CRD 153310 · WA · Reported as state-registered
Registration date: 2010-03-15
- GOLDBLOOM WEALTH MANAGEMENT LLC
Firm CRD 153678 · WA · Reported as state-registered
Registration date: 2010-04-29
- 2020 FINANCIAL PLANNING LLC
Firm CRD 153979 · WA · Reported as state-registered
Registration date: 2010-06-01