State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- MCDONNELL FINANCIAL SERVICES
Firm CRD 282462 · CA · Reported as state-registered
Registration date: 2016-03-07
- CME STRATEGIC WEALTH MANAGEMENT
Firm CRD 282471 · CA · Reported as state-registered
Registration date: 2016-02-12
- TAX PLANNING PROFESSIONALS, INC
Firm CRD 282474 · CA · Reported as state-registered
Registration date: 2016-07-08
- REBAR & ASSOCIATES STRATEGIC SERVICES, LLC
Firm CRD 282490 · CA · Reported as state-registered
Registration date: 2016-04-15
- CRIMSON INVESTMENT MANAGERS, LLC
Firm CRD 282498 · CA · Reported as state-registered
Registration date: 2016-05-20
- RELION ASSETS MANAGEMENT, LLC
Firm CRD 282530 · CA · Reported as state-registered
Registration date: 2016-03-02
- TRE API WEALTH MANAGEMENT, LLC
Firm CRD 282554 · CA · Reported as state-registered
Registration date: 2021-03-02
- ASKELADDEN CAPITAL
Firm CRD 282555 · CA · Reported as state-registered
Registration date: 2020-07-28
- SEAL ROCK WEALTH MANAGEMENT, LLC
Firm CRD 282591 · CA · Reported as state-registered
Registration date: 2016-02-19
- SUSTAINED WEALTH MANAGEMENT
Firm CRD 282634 · CA · Reported as state-registered
Registration date: 2016-03-02
- MONOCOT WEALTH MANAGEMENT, LLC
Firm CRD 282687 · CA · Reported as state-registered
Registration date: 2018-05-11
- EMPIRIKAL PARTNERS LLC
Firm CRD 282691 · CA · Reported as state-registered
Registration date: 2020-06-05
- WELLINGTON CAPITAL ADVISORS, LLC
Firm CRD 282696 · CA · Reported as state-registered
Registration date: 2019-01-29
- GAN PRIVATE WEALTH MANAGEMENT LLC
Firm CRD 282725 · CA · Reported as state-registered
Registration date: 2016-07-07
- NAUTICA ASSET MANAGEMENT LLC
Firm CRD 282765 · CA · Reported as state-registered
Registration date: 2024-04-30
- CAPITAL WEALTH STRATEGIES, LLC
Firm CRD 282818 · CA · Reported as state-registered
Registration date: 2016-03-30
- CAIRN INVESTOR SERVICES
Firm CRD 282853 · CA · Reported as state-registered
Registration date: 2016-03-10
- LINDEN ROSE INVESTMENT LLC
Firm CRD 282886 · CA · Reported as state-registered
Registration date: 2020-08-13
- OLIVER REGAN ADVISORS, LLC
Firm CRD 282887 · CA · Reported as state-registered
Registration date: 2016-03-16
- TRESSES CAPITAL MANAGEMENT, LLC
Firm CRD 282898 · CA · Reported as state-registered
Registration date: 2016-03-17
- MITCHELL FINANCIAL PLANNING
Firm CRD 282976 · CA · Reported as state-registered
Registration date: 2016-03-22
- SMART PATH WEALTH MANAGEMENT, LLC
Firm CRD 283020 · CA · Reported as state-registered
Registration date: 2016-04-14
- GUTTMAN FINANCIAL PLANNING
Firm CRD 283061 · CA · Reported as state-registered
Registration date: 2016-04-20
- MIGH FINANCIAL PLANNER, LLC
Firm CRD 283067 · CA · Reported as state-registered
Registration date: 2016-07-29
- CSLA FINANCIAL INC
Firm CRD 283082 · CA · Reported as state-registered
Registration date: 2017-03-17