State adviser firms
State adviser registrations
IAPD firm-state observations reported as APPROVED. Registration is a source status, not an endorsement or a principal-office location.
3,336 published state registrations on 3,336 distinct firm CRDs.
- PACIFIC UNITED PLANNING, INC.
Firm CRD 283091 · CA · Reported as state-registered
Registration date: 2016-04-04
- EAGLE GROVE ADVISORS LLC
Firm CRD 283096 · CA · Reported as state-registered
Registration date: 2022-04-15
- SCHAUER INVESTMENT MANAGEMENT, INC.
Firm CRD 283119 · CA · Reported as state-registered
Registration date: 2016-05-27
- PROPRIETOR WEALTH MANAGEMENT INC.
Firm CRD 283137 · CA · Reported as state-registered
Registration date: 2016-04-12
- PLECTRUM ADVISERS LLC
Firm CRD 283181 · CA · Reported as state-registered
Registration date: 2016-05-20
- HAYDEN CAPITAL
Firm CRD 283201 · CA · Reported as state-registered
Registration date: 2025-04-02
- TIAN CAPITAL LLC
Firm CRD 283207 · CA · Reported as state-registered
Registration date: 2016-09-21
- O'NEILL FINANCIAL MANAGEMENT, INC.
Firm CRD 283273 · CA · Reported as state-registered
Registration date: 2016-09-14
- BABYLON WEALTH MANAGEMENT LLC
Firm CRD 283309 · CA · Reported as state-registered
Registration date: 2016-05-06
- FRUITAGE FINANCIAL LLC
Firm CRD 283352 · CA · Reported as state-registered
Registration date: 2017-10-17
- RATIO CAPITAL
Firm CRD 283357 · CA · Reported as state-registered
Registration date: 2016-05-24
- VELEV ADVISORS
Firm CRD 283370 · CA · Reported as state-registered
Registration date: 2016-06-20
- BASSIN, BRUCE
Firm CRD 283413 · CA · Reported as state-registered
Registration date: 2017-01-18
- CORONADO INVESTMENT ADVISORS, LLC
Firm CRD 283420 · CA · Reported as state-registered
Registration date: 2016-04-27
- OAK STREET ADVISORY GROUP, LLC
Firm CRD 283444 · CA · Reported as state-registered
Registration date: 2016-06-28
- CONFLUENCE CAPITAL ADVISORS, LLC
Firm CRD 283467 · CA · Reported as state-registered
Registration date: 2016-05-23
- SKYLARK WEALTH, LLC
Firm CRD 283522 · CA · Reported as state-registered
Registration date: 2016-05-25
- MOORE MONEY ADVISORY
Firm CRD 283542 · CA · Reported as state-registered
Registration date: 2017-04-05
- 361 FINANCIAL PLANNING, INC.
Firm CRD 283581 · CA · Reported as state-registered
Registration date: 2016-08-17
- CRATTY & SWANSON ADVISORS L.L.C.
Firm CRD 283587 · CA · Reported as state-registered
Registration date: 2016-05-25
- INDY WEALTH SOLUTIONS, LLC
Firm CRD 283634 · CA · Reported as state-registered
Registration date: 2023-03-27
- DIEGELMAN CAPITAL ADVISORS
Firm CRD 283645 · CA · Reported as state-registered
Registration date: 2017-03-15
- BRIDGE CAPITAL CONSULTING, LLC
Firm CRD 283663 · CA · Reported as state-registered
Registration date: 2016-06-30
- ALESIA INVESTMENT MANAGEMENT LLC
Firm CRD 283691 · CA · Reported as state-registered
Registration date: 2016-07-07
- OWL AND ORE WEALTH PLANNING
Firm CRD 283734 · CA · Reported as state-registered
Registration date: 2016-06-09